RH
Ryan D. Hocker
VALIC FINANCIAL ADVISORS
MARQUETTE, MI 49855
CRD#: 5834729
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RH
Ryan Drew HockerVALIC FINANCIAL ADVISORS
Professional summary
Ryan Drew Hocker, who also goes by Ryan Hocker, is a registered financial advisor currently at VALIC FINANCIAL ADVISORS, INC. located in Marquette, Michigan.
Ryan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2010. Ryan has worked at 2 firms and has passed the Series 66, Series 7TO, SIE, Series 7, Series 24, Series 51, Series 10 and Series 9 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Ryan Hocker
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Ryan Drew Hocker's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Ryan Drew Hocker's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 8, 2025 - Present
VALIC FINANCIAL ADVISORS, INC.
Office #1: 2572 Us Hwy 41 West Suite C, Marquette, MI 49855Office #2: 8050 North High Street Suite 130, Columbus, OH 43235Office #3: Two Summit Park Drive Suite 500, Independence, OH 44131Office #4: 39555 Orchard Hill Place Suite 600, Novi, MI 48375RIA
BD
CRD#: 42803
MARQUETTE, MI
Current
December 8, 2025 - Present
VALIC FINANCIAL ADVISORS, INC.
Office #1: 2572 Us Hwy 41 West Suite C, Marquette, MI 49855Office #2: 8050 North High Street Suite 130, Columbus, OH 43235Office #3: Two Summit Park Drive Suite 500, Independence, OH 44131Office #4: 39555 Orchard Hill Place Suite 600, Novi, MI 48375RIA
BD
CRD#: 42803
MARQUETTE, MI
Past
September 21, 2020 - April 9, 2024
MORGAN STANLEY
RIA
CRD#: 149777
Jackson, MI
Past
September 21, 2020 - April 9, 2024
MORGAN STANLEY
BD
CRD#: 149777
Jackson, MI
Past
May 20, 2014 - October 21, 2016
MORGAN STANLEY
RIA
CRD#: 149777
GROSSE POINTE FARMS, MI
Past
April 11, 2014 - October 21, 2016
MORGAN STANLEY
BD
CRD#: 149777
GROSSE POINTE FARMS, MI
Past
October 29, 2010 - September 8, 2011
MORGAN STANLEY
RIA
CRD#: 149777
BLOOMFIELD HILLS, MI
Past
September 27, 2010 - September 8, 2011
MORGAN STANLEY
BD
CRD#: 149777
BLOOMFIELD HILLS, MI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VF
VALIC FINANCIAL ADVISORS, INC.
AIG RETIREMENT ADVISORS, INC. | VALIC INVESTMENT SERVICES COMPANY | VALIC FINANCIAL ADVISORS, INC. | COREBRIDGE FINANCIAL | AMERICAN GENERAL FINANCIAL ADVISORS, INC. | AIG RETIREMENT SERVICES
CRD#: 42803 / SEC#: 801-54952, 8-50018
RIA
Registered Investment Advisory firm - SEC (10/10/1997 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(6/10/2026)
IAR
Alabama(6/11/2026)
RR
Arizona(6/10/2026)
RR
California(6/10/2026)
IAR
California(6/11/2026)
RR
Colorado(6/10/2026)
IAR
Colorado(6/11/2026)
RR
District of Columbia(6/10/2026)
RR
Florida(6/10/2026)
IAR
Florida(6/11/2026)
RR
Georgia(6/10/2026)
IAR
Georgia(6/11/2026)
RR
Illinois(6/10/2026)
IAR
Illinois(6/12/2026)
RR
Indiana(6/10/2026)
IAR
Indiana(6/11/2026)
RR
Kansas(6/10/2026)
IAR
Kansas(6/11/2026)
RR
Kentucky(6/10/2026)
IAR
Kentucky(6/11/2026)
RR
Louisiana(6/10/2026)
IAR
Louisiana(6/11/2026)
RR
Maryland(6/10/2026)
IAR
Maryland(6/11/2026)
RR
Massachusetts(6/10/2026)
RR
Michigan(12/8/2025)
IAR
Michigan(12/8/2025)
RR
Minnesota(6/10/2026)
IAR
Minnesota(6/11/2026)
RR
Montana(6/10/2026)
IAR
Montana(6/11/2026)
RR
Nebraska(6/10/2026)
IAR
Nebraska(6/15/2026)
RR
New Mexico(6/10/2026)
IAR
New Mexico(6/11/2026)
RR
New York(6/10/2026)
RR
North Carolina(6/10/2026)
IAR
North Carolina(6/12/2026)
RR
Ohio(6/11/2026)
IAR
Ohio(6/11/2026)
RR
Oregon(6/10/2026)
IAR
Oregon(6/14/2026)
RR
Pennsylvania(6/10/2026)
IAR
Pennsylvania(6/15/2026)
RR
Tennessee(6/10/2026)
RR
Texas(6/10/2026)
IAR
Texas(6/11/2026)
RR
Virginia(6/10/2026)
IAR
Virginia(6/11/2026)
RR
Washington(6/10/2026)
IAR
Washington(6/10/2026)
RR
West Virginia(6/10/2026)
IAR
West Virginia(6/11/2026)
RR
Wisconsin(6/10/2026)
IAR
Wisconsin(6/16/2026)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 9/21/2020
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
VF
VALIC FINANCIAL ADVISORS, INC.
AIG RETIREMENT ADVISORS, INC. | VALIC INVESTMENT SERVICES COMPANY | VALIC FINANCIAL ADVISORS, INC. | COREBRIDGE FINANCIAL | AMERICAN GENERAL FINANCIAL ADVISORS, INC. | AIG RETIREMENT SERVICES
CRD#: 42803 / SEC#: 801-54952, 8-50018
RIA
Registered Investment Advisory firm - SEC (10/10/1997 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information
Main Address
2919 Allen Parkway L3-20, Houston, TX 77019
Mailing Address
2919 Allen Parkway L3-20, Houston, TX 77019-2158
Phone number
(866) 544-4968
Established
Texas since 11/18/1996
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
1,633
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE VARIABLE ANNUITY LIFE INSURANCE COMPANY | DIRECT OWNER | |
| BURNETTE, CYNTHIA LEA | CHIEF FINANCIAL OFFICER AND TREASURER | 1863103 |
| FORTEY, MICHAEL | VFA CHIEF COMPLIANCE OFFICER BROKER DEALER | 2304969 |
| GIBSON, KRISTA DE LOIS | PRESIDENT; SVP, HEAD OF PRODUCT & ADVISORY SERVICES | 2348708 |
| JOE, CHRISTOPHER CHUCK | VFA CHIEF COMPLIANCE OFFICER INVESTMENT ADVISOR | 2373056 |
| LOGAN, JOHN ALBERT | CHIEF OPERATIONS OFFICER | 4378887 |
| MARCIEL-CARR, THERESA H | VICE PRESIDENT, FIELD SUPERVISION | 5428259 |
| NORRIS, JOHN ERIK | SECRETARY | 8188573 |
| RINK, VERONICA LYNETTE | VICE PRESIDENT, BUSINESS ADMINISTRATION | 4724432 |
Regulatory assets under management
| Total Number of Accounts | 293,993 |
| AUM (Assets Under Management) | $ 26,372,603,709 |
Disclosures
| Regulatory Event | 17 |
| Arbitration | 3 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/24/2025 | ||
| 01/27/2025 | ||
| 04/29/2024 | ||
| 04/28/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
VALIC FINANCIAL ADVISORS, INC.
CRD#: 42803Marquette, MI 49855TRUST BUT VERIFY
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