Samarth Sharma
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Samarth Sharma was a registered financial professional .
Samarth is a previously registered financial professional and started their career in finance in 2019. Samarth had worked at 3 firms and has passed the Series 63, Series 7TO, Series 57TO, SIE and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 2, 2024 - August 22, 2025
ATOMIC BROKERAGE LLC
June 16, 2022 - June 2, 2023
BELVEDERE TRADING LLC
March 26, 2019 - April 1, 2021
CITADEL SECURITIES LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 7TO
Date: 9/17/2020
General Securities Representative ExaminationSeries 57TO
Date: 3/26/2019
Securities Trader ExamCurrent Firm
ATOMIC BROKERAGE LLC
CRD#: 315263 / SEC#: , 8-70799
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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