Signe M. Nelson-combs
Professional summary
Signe Marie Nelson-combs, who also goes by Signe Marie Nelson, is a registered financial advisor currently at PRINCIPAL ADVISED SERVICES located in East Moline, Illinois and PRINCIPAL SECURITIES, INC. located in Des Moines, Iowa.
Signe is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2011. Signe has worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Signe Marie Nelson-combs's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 11, 2024 - Present
PRINCIPAL ADVISED SERVICES
September 5, 2014 - Present
PRINCIPAL SECURITIES, INC.
Office #1: 711 High St, Des Moines, IA 50392May 24, 2016 - April 9, 2024
PRINCIPAL SECURITIES, INC.
January 31, 2011 - September 8, 2014
MWA FINANCIAL SERVICES INC.
Primary Firm SEC Registration
PRINCIPAL ADVISED SERVICES
CRD#: 297324 / SEC#: 801-114432
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/5/2014)
(4/15/2024)
(9/5/2014)
(4/11/2024)
Exams
FINRA
Current Firm
PRINCIPAL ADVISED SERVICES
CRD#: 297324 / SEC#: 801-114432
Contact information
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 16,940 |
| AUM (Assets Under Management) | $ 887,316,440 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/26/2025 | ||
| 10/28/2024 | ||
| 11/20/2023 | ||
| 09/22/2023 | ||
| 12/20/2022 |
Red Flags
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