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CB

Christina M. Bronec

G.DISTRIBUTORS
Rye, NY 10580
Some features on this profile are disabled
CRD#: 5834260
CB

Professional summary

Christina Marie Bronec, who also goes by Christina Bronec, is a registered financial professional currently at G.DISTRIBUTORS, LLC located in Rye, New York and G.RESEARCH, LLC located in Rye, New York.

Christina is registered as a RR (Registered Representative) and started their career in finance in 2010. Christina has worked at 2 firms and has passed the Series 63, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Christina Bronec

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Christina Marie Bronec's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 9, 2021 - Present

G.DISTRIBUTORS, LLC

Office #1: One Corporate Center, Rye, NY 10580
BD
CRD#: 155071
Rye, NY
Current

January 18, 2023 - Present

G.RESEARCH, LLC

Office #1: One Corporate Center, Rye, NY 10580-1435
BD
CRD#: 7353
Rye, NY
Past

October 22, 2013 - June 30, 2020

G.RESEARCH, LLC

BD
CRD#: 7353
RYE, NY
Past

April 19, 2012 - July 9, 2020

G.DISTRIBUTORS, LLC

BD
CRD#: 155071
RYE, NY
Past

September 13, 2010 - April 30, 2012

G.RESEARCH, LLC

BD
CRD#: 7353
RYE, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(6/16/2023)
RR
Connecticut
(7/9/2021)
RR
Georgia
(7/9/2021)
RR
Idaho
(12/11/2024)
RR
Massachusetts
(11/17/2023)
RR
New Jersey
(11/17/2023)
RR
New York
(7/9/2021)
RR
North Carolina
(7/9/2021)
RR
South Carolina
(7/9/2021)
RR
Texas
(11/17/2023)

Exams

State Security Law Exam
RR
Series 63
Date: 12/13/2011
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 9/10/2010
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

GL
G.RESEARCH, LLC
G.RESEARCH | GABELLI & COMPANY, INC. | G.RESEARCH, LLC | G.RESEARCH, INC.

CRD#: 7353 / SEC#: , 8-21373

BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
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Contact information

Main Address
One Corporate Center, Rye, NY 10580-1435
Mailing Address
One Corporate Center, Rye, NY 10580-1435
Phone number
(914) 921-7725
Established
Delaware since 06/30/2015
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
MORGAN GROUP HOLDING CO.PARENT COMPANY/OWNER
AMABILE, VINCENT MPRESIDENT4356758
FERNANDEZ, JOSEPH LOUISFINANCIAL AND OPERATIONS PRINCIPAL1968118
GOLDMAN, DAVID MARCASSISTANT SECRETARY3191963
GREENHAW, PAUL DANIELCHIEF COMPLIANCE OFFICER1820935
MCGINITY, CORNELIUS VINCENTOFFICE OF THE CHAIRMAN1706960

Disclosures

Regulatory Event5
Arbitration1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

G.RESEARCH, LLC

CRD#: 7353Rye, NY 10580

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