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CD

Carver Donaldson

Some features on this profile are disabled
CRD#: 5833813
CD

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Carver Donaldson was a registered financial professional .

Carver is a previously registered financial professional and started their career in finance in 2011. Carver had worked at 1 firm and has passed the Series 7 exam.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

January 19, 2011 - December 21, 2012

TNP SECURITIES, LLC

BD
CRD#: 149178
COSTA MESA, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
Series 7
Date: 1/17/2011
General Securities Representative Examination

Current Firm

TS
TNP SECURITIES, LLC
TNP SECURITIES, LLC

CRD#: 149178 / SEC#: , 8-68119

BD
Terminated by SEC on 11/19/2013
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Contact information

Main Address
Mailing Address
Phone number
Established
Delaware since 09/13/2008
Firm type
Limited Liability Company
Fiscal year end
December
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
THOMPSON NATIONAL PROPERTIES, LLCMEMBER
VOORHIES, TALLE ANNCCO1912173
VOORHIES, TALLE ANNPRESIDENT & CHIEF OPERATING OFFICER1912173

Disclosures

Regulatory Event2

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

TNP SECURITIES, LLC

CRD#: 149178

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