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Talle Ann Voorhies

CRD# 1912173·Registered 1989 - 2013
Previously Registered: Being a previously registered professional could mean that Talle is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Talle Ann Voorhies, who also goes by Talle Ann Cundall, was a registered financial advisor. Talle was a previously registered financial professional and started their career in finance 1989 - 2013. Talle had worked at 3 firms and has passed the Series 63, Series 7, Series 22, Series 24 and Series 27 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Talle Ann Cundall

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

37 years in the financial services industry

Current & Past Employments

TNP SECURITIES, LLC·CRD# 149178
BD
Costa Mesa, CA
February 7, 2011 - September 20, 2013
GRUBB & ELLIS CAPITAL CORPORATION·CRD# 151226
BD
Santa Ana, CA
June 16, 2010 - December 31, 2010
GRUBB & ELLIS SECURITIES, INC.·CRD# 17932
BD
Santa Ana, CA
September 28, 1994 - December 31, 2010
GRUBB & ELLIS SECURITIES, INC.·CRD# 17932
BD
Santa Ana, CA
March 2, 1989 - April 20, 1994

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Current Firm

TS
TNP SECURITIES, LLC

TNP SECURITIES, LLC

CRD#: 149178 / SEC#: 8-68119
BD
Terminated by SEC on 11/19/2013

Contact Information

Established

Delaware since 09/13/2008

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
THOMPSON NATIONAL PROPERTIES, LLCMEMBER—
VOORHIES, TALLE ANNCCO1912173
VOORHIES, TALLE ANNPRESIDENT & CHIEF OPERATING OFFICER1912173

Disclosures

Regulatory Event

2

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Apr 2012About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Oct 2005About the Series 7 exam

Series 22 — Direct Participation Programs Representative Examination

Passed Feb 1989About the Series 22 exam

Series 24 — General Securities Principal Examination

Passed Dec 2005About the Series 24 exam

Series 27 — Financial and Operations Principal Examination

Passed Jul 1997About the Series 27 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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