Craig R. Cavicchia

FC WEALTH SOLUTIONS LLC

WESTERVILLE, OH 43082

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CRD#: 5833449

Professional summary

Craig Robert Cavicchia, who also goes by Craig Cavicchia, is a registered financial advisor currently at FC WEALTH SOLUTIONS LLC located in Westerville, Ohio.

Craig is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Craig has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Craig Cavicchia

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Craig Robert Cavicchia's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 2, 2017 - Present

FC WEALTH SOLUTIONS LLC

Office #1: 440 Polaris Parkway Suite 110, Westerville, OH 43082

RIA

CRD#: 286381

WESTERVILLE, OH

Past

October 25, 2016 - March 31, 2017

NORTHWEST ASSET MANAGEMENT

RIA

CRD#: 147923

COLUMBUS, OH

Past

December 18, 2015 - September 19, 2016

SWS PARTNERS, LLC

RIA

CRD#: 281838

COLUMBUS, OH

Past

March 28, 2014 - November 10, 2015

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

COLUMBUS, OH

Past

March 28, 2014 - November 10, 2015

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

COLUMBUS, OH

Past

May 1, 2012 - April 7, 2014

MORGAN STANLEY

RIA

CRD#: 149777

DUBLIN, OH

Past

April 30, 2012 - April 7, 2014

MORGAN STANLEY

CRD#: 149777

DUBLIN, OH

Past

December 9, 2010 - May 2, 2012

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

UPPER ARLINGTON, OH

Past

November 1, 2010 - May 2, 2012

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

UPPER ARLINGTON, OH

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FC WEALTH SOLUTIONS LLC

CRD#: 286381 / SEC#: 801-128522

RIA

Registered Investment Advisory firm - (1/5/2024 Approved)

Ohio

Registered Investment Advisory firm - (2/24/2017 Approved)

Texas

Registered Investment Advisory firm - (6/6/2018 Conditional Restricted)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Ohio
(3/2/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/2/2010

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 11/10/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/29/2010

General Securities Representative Examination

Current Firm

FC WEALTH SOLUTIONS LLC

CRD#: 286381 / SEC#: 801-128522

RIA

Registered Investment Advisory firm - (1/5/2024 Approved)

Ohio

Registered Investment Advisory firm - (2/24/2017 Approved)

Texas

Registered Investment Advisory firm - (6/6/2018 Conditional Restricted)

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Contact information

Main Address

440 Polaris Parkway Suite 110, Westerville, OH 43082

Mailing Address

Phone number

(614) 212-1015

Established

Firm type

Fiscal year end

# of Employees

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A-FC WEALTH SOLUTIONS LLC (5/1/2025)

ADV PART 2B-CAVICCHIA (5/1/2025)

ADV PART 2B - COMBS (5/1/2025)

ADV PART 2B - CASSIERE (5/1/2025)

ADV PART 2B- FICKELL (5/1/2025)

Regulatory assets under management

Total Number of Accounts	355
AUM (Assets Under Management)	$ 199,400,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Craig R. Cavicchia

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Craig Robert Cavicchia's CRS (Customer Relationship Summary).

Certified licenses

Experience

NORTHWEST ASSET MANAGEMENT

SWS PARTNERS, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

MORGAN STANLEY

MORGAN STANLEY

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

FC WEALTH SOLUTIONS LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 12/2/2010

SIE

Date: 11/10/2015

Series 7

Date: 10/29/2010

Current Firm

FC WEALTH SOLUTIONS LLC

Contact information

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FC WEALTH SOLUTIONS LLC

TRUST BUT VERIFY

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