Jacqueline P. Zapicchi-cloughsey
CETERA INVESTMENT ADVISERS LLC | Financial Advisor
Hamilton, NJ 08690
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CRD#: 5833399
Professional summary
Jacqueline P Zapicchi-cloughsey, who also goes by Jacqueline P Zapicchi, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Hamilton, New Jersey and CETERA WEALTH SERVICES, LLC located in Hamilton, New Jersey.
Jacqueline is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2010. Jacqueline has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
What are your service offerings?
Intergenerational Planning
Wealth Preservation Strategies
Business Retirement Plans
Are you a "fiduciary"?
Yes
Aliases
Jacqueline P Zapicchi
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 08/2010 APX NUMBER OF HOURS PER WEEK: 8 APX NUMBER OF HOURS DURING TRADING HOURS: 5 POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS FIXED INSURANCE PRODUCTS 2. NAME OF OTHER BUSINESS: DFG FINANCIAL GROUP, LLC INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 05/2015 POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: PROVIDE FINANCIAL SERVICES
CRS (Client Relationship Summary) - RIA
Click below to view Jacqueline P Zapicchi-cloughsey's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 8, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 2667 Nottingham Way, Hamilton, NJ 08690RIA
CRD#: 105644
Hamilton, NJ
Current
August 7, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 2667 Nottingham Way Suite 1, Hamilton, NJ 08619BD
CRD#: 13572
Hamilton, NJ
Past
May 15, 2015 - August 18, 2025
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
Hamilton, NJ
Past
May 15, 2015 - August 18, 2025
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
Hamilton, NJ
Past
February 25, 2011 - May 22, 2015
SIGNATOR INVESTORS, INC.
RIA
CRD#: 468
HAMILTON, NJ
Past
October 5, 2010 - May 22, 2015
SIGNATOR INVESTORS, INC.
BD
CRD#: 468
HAMILTON, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(8/7/2025)
RR
California(8/7/2025)
RR
Colorado(8/7/2025)
RR
Connecticut(8/7/2025)
RR
Delaware(8/7/2025)
RR
Florida(8/7/2025)
RR
Illinois(8/7/2025)
RR
Indiana(8/7/2025)
RR
Massachusetts(8/7/2025)
RR
Michigan(8/7/2025)
RR
Missouri(8/7/2025)
RR
Nevada(8/7/2025)
RR
New Hampshire(8/7/2025)
RR
New Jersey(8/7/2025)
IAR
New Jersey(8/8/2025)
RR
New York(8/7/2025)
RR
North Carolina(8/7/2025)
RR
Pennsylvania(8/7/2025)
RR
South Carolina(8/7/2025)
RR
South Dakota(8/7/2025)
RR
Virginia(8/7/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
Financial AdvisorCRD#: 105644Hamilton, NJ 08690TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
