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DD

David E. Dunn

ENVERRA CAPITAL LLC
WASHINGTON, DC 20001
Some features on this profile are disabled
CRD#: 5833059
DD

Professional summary

David Earl Dunn III is a registered financial professional currently at ENVERRA CAPITAL LLC located in Washington, District Of Columbia.

David is registered as a RR (Registered Representative) and started their career in finance in 2011. David has worked at 1 firm and has passed the Series 63, SIE and Series 62 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view David Earl Dunn III's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 5, 2011 - Present

ENVERRA CAPITAL LLC

Office #1: 200 Massachusetts Ave Nw Suite 700, Washington, DC 20001
BD
CRD#: 129103
WASHINGTON, DC

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
District of Columbia
(1/5/2011)

Exams

State Security Law Exam
RR
Series 63
Date: 11/9/2012
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 62
Date: 1/4/2011
Corporate Securities Limited Representative Examination
SRO Registrations
RR
FINRA

Current Firm

EC
ENVERRA CAPITAL LLC
ENVERRA CAPITAL LLC | UGR, LLC | HOLBROOK, PETER LINCOLN | HOLBROOK & COMPANY LLC | HOLBROOK & COMPANY

CRD#: 129103 / SEC#: , 8-66198

BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information

Main Address
200 Massachusetts Ave Nw Suite 700, Washington, DC 20001
Mailing Address
200 Massachusetts Ave Nw Suite 700, Washington, DC 20001
Phone number
(202) 429-1844
Established
District of Columbia since 02/10/2011
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (1 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
ENVERRA PARTNERS LLCOWNER
GASTON, JEANNETTEFINOP2500225
CLARK, WESLEY KCHIEF EXECUTIVE OFFICER4231971
DIFIORE, MONICA LISACHIEF COMPLIANCE OFFICER2966552

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ENVERRA CAPITAL LLC

CRD#: 129103Washington, DC 20001

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