Elizabeth K. Hand
KESTRA ADVISORY SERVICES
Canton, OH 44703
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CRD#: 5832374
Professional summary
Elizabeth Kate Hand, CFP®, who also goes by Elizabeth K Miller, is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Canton, Ohio and KESTRA INVESTMENT SERVICES, LLC located in Canton, Ohio.
Elizabeth is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2010. Elizabeth has worked at 5 firms and has passed the Series 66, Series 6TO, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Elizabeth K Miller
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Busi Name: Business Underwriters Associates Invest Rel: Y Addr: 3700 Embassy Pkwy #450 Akron OH 44333 NOB: Insurance Position: Independent Contractor Strt Date: 5/26/2010 Hrs/mnth: 0% - 10% (0 - 16 hrs) Hrs/mnth during trading hrs: 0% - 10% (0 - 14 hrs) Duties: Provide long term care insurance & life insurance solutions to clients Busi Name: Pleasant Wealth, LLC Invest Rel: Y Addr: 720 McKinley Ave NW Canton OH 44703 NOB: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Insurance; Investment Advisory services through Kestra Advisory Services, LLC Position: Advisor & Executive Team Member Strt Date: 5/26/2010 Hrs/mnth: 100%+ (More than 160 hrs) Hrs/mnth during trading hrs: Up to 100% (0 to 160 hrs) Duties: Meeting w/ clientele to discuss investment updates, their financial plan, execute trades, strategize financial solutions. Business mngmnt &decision making. Busi Name: Kestra Advisory Services, LLC Invest Rel: Y Addr: 5707 Southwest Pkwy, Bldng 2, Ste 400 Austin TX 78735 NOB: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Investment Advisory services through Kestra Advisory Services, LLC Position: Investment Advisor Representative Strt Date: 7/25/2019 Hrs/mnth: 100%+ (More than 160 hrs) Hrs/mnth during trading hrs: Up to 100% (0 to 160 hrs) Duties: Soliciting potential customers to manage money or provide financial planning Busi Name: Ash Brokerage Invest Rel: Y Addr: 39555 Orchard Hill Place #515 Novi MI 48375 NOB: Insurance Position: Salesperson Strt Date: 6/1/2020 Hrs/mnth: 0% - 10% (0 -16 hrs) Hrs/mnth during trading hrs: 0% -10% (0 -14 hrs) Duties: Create illustrations, explain features, provide pros &cons to purchase, mail contract. Busi Name: Elizabeth Hand Invest Rel: N Addr: 616 23RD ST NW Canton OH 44709 NOBs: Other/None of the Above none Position: Content Creator Strt Date: 2/19/2021 Hrs/mnth: 0% -10% (0 -16 hrs) Hrs/mnth during trading hrs: 0% -10% (0 -14 hrs) Duties: I don't have any responsibilities, it is just a matter of turning ads onto my channel. Passive Income. Busi Name: LIZ HAND COACHING POSITION: Owner, Coach NATURE: Ontological Coaching INVEST REL: N # of HRS: 8 SECURITIES TRADING HRS: 8 STRT DATE: 04/01/2022 ADDR: 616 23RD ST NW, Canton OH 44709 DESCRIPTION: Clients purchase a number of sessions with me that are 45-60 minutes. They bring a coaching request of something they want to sort through from any aspect of life. Together, we unlock the seed of the story that's holding them back. My role of asking good questions and reflecting back what I hear. I do not take on consulting work or any activity outside of the 45-60 minute session. Busi Name: PLEASANT WEALTH LLC POSITION: Coach/Owner NATURE: Group Coaching INVEST REL: N #OF HRS: 8 SECURITIES TRADING HRS: 8 STRT DATE: 09/01/2022 ADDR: 720 McKinley Ave NW, Canton OH 44703 DESCRIPTION: Host scheduled coaching conversations around a theme agreed upon. Provide worksheets or activities for participants. Be available for spot coaching. Busi Name: WOMEN'S IMPACT BOARD MEMBER POSITION: Board Member, At Large NATURE: Board position (Board of Directors, Board of Trustees, etc.) INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 2 START DATE: 05/01/2022 ADDRESS: P. O. Box 35152, Canton OH 44735 DESCRIPTION: Quarterly Board Meetings to vote on the activities and plans of the membership.
CRS (Client Relationship Summary) - RIA
Click below to view Elizabeth Kate Hand's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2015
Experience
Current
July 25, 2019 - Present
KESTRA ADVISORY SERVICES, LLC
Office #1: 720 Mckinley Ave Nw, Canton, OH 44703RIA
CRD#: 283330
Canton, OH
Current
July 25, 2019 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 720 Mckinley Avenue Nw, Canton, OH 44703Office #2: 4581 Township Rd 634, Millersburg, OH 44654BD
CRD#: 42046
Canton, OH
Past
January 14, 2014 - July 25, 2019
ON INVESTMENT MANAGEMENT CO
RIA
CRD#: 105662
BERLIN, OH
Past
October 23, 2013 - July 29, 2019
HUMMEL WEALTH MANAGEMENT, LLC
RIA
CRD#: 143523
BERLIN, OH
Past
December 15, 2010 - July 25, 2019
THE O.N. EQUITY SALES COMPANY
BD
CRD#: 2936
Canton, OH
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(9/17/2024)
RR
Colorado(5/19/2023)
RR
Florida(7/25/2019)
RR
Illinois(2/7/2024)
RR
Kentucky(4/25/2024)
RR
Maryland(6/8/2021)
RR
New York(2/24/2020)
RR
Ohio(7/25/2019)
IAR
Ohio(7/25/2019)
RR
Pennsylvania(3/31/2021)
RR
Tennessee(12/2/2020)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
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Company Information
KESTRA ADVISORY SERVICES, LLC
CRD#: 283330Canton, OH 44703TRUST BUT VERIFY
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