Andrew G. Wong
Professional summary
Andrew G Wong, who also goes by Andrew G Wong, Andrew Wong, is a registered financial professional currently at THE LEADERS GROUP, INC. located in Summit, New Jersey.
Andrew is registered as a RR (Registered Representative) and started their career in finance in 2010. Andrew has worked at 3 firms and has passed the Series 63, Series 6TO, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Andrew G Wong's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 9, 2022 - Present
THE LEADERS GROUP, INC.
Office #1: 475 Springfield Ave, Summit, NJ 07901March 15, 2022 - December 9, 2022
INSIGHT SECURITIES, INC.
August 23, 2010 - August 8, 2012
CHASE INVESTMENT SERVICES CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
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Exams
Series 6TO
Date: 3/15/2022
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
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