Trey A. Toifel
Professional summary
Trey Andrew Toifel, who also goes by Trey Toifel, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Fairhope, Alabama and CETERA INVESTMENT SERVICES LLC located in Mobile, Alabama.
Trey is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2010. Trey has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Trey Andrew Toifel's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 21, 2015 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 98 South Greeno Road, Fairhope, AL 36533January 21, 2015 - Present
CETERA INVESTMENT SERVICES LLC
Office #1: 11 North Water Street, Mobile, AL 36602Office #2: 98 South Greeno Road, Fairhope, AL 36532April 15, 2013 - April 17, 2013
BB&T INVESTMENT SERVICES, INC.
April 15, 2013 - April 17, 2013
BB&T INVESTMENT SERVICES, INC.
December 15, 2011 - February 5, 2013
WELLS FARGO CLEARING SERVICES, LLC
December 15, 2011 - February 5, 2013
WELLS FARGO CLEARING SERVICES, LLC
September 27, 2010 - March 22, 2011
EDWARD JONES
September 13, 2010 - March 22, 2011
EDWARD JONES
Primary Firm SEC Registration
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/21/2015)
(1/21/2015)
(12/4/2018)
(1/11/2017)
(9/18/2025)
(8/10/2016)
(10/26/2016)
(3/28/2025)
(10/6/2023)
(4/27/2022)
(10/20/2021)
(12/13/2017)
(4/6/2022)
(11/6/2023)
(2/16/2017)
(1/21/2020)
(3/1/2021)
(4/22/2022)
Exams
FINRA
Current Firm
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Fairhope, AL 36533TRUST BUT VERIFY
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