MV
Mario A. Veneroso
KINGSVIEW WEALTH MANAGEMENT
WOODBURY, NY 11797
Some features on this profile are disabled
CRD#: 5829718
MV
Professional summary
Mario Andrea Veneroso, who also goes by Veneroso Andrea Mario, Mario A Veneroso, is a registered financial advisor currently at KINGSVIEW WEALTH MANAGEMENT, LLC located in Woodbury, New York.
Mario is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Mario has worked at 4 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 10 and Series 9 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Veneroso Andrea Mario | Mario A Veneroso
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
NOTARY, NOT INV RELATED, GARDEN CITY, NY, START: 3/2014, 0 HOURS. I AM AN ATTORNEY BUT I DO NOT PRACTICE LAW, THUS I DO NOT RECEIVE ANY COMMISSIONS. 1) OBA Name: HPG NETWORKS - Investment-related: YES - OBA Address: WOODBURY, NY - OBA Nature: CHIEF FINANCIAL CONSULTANT - OBA Position: CHIEF FINANCIAL CONSULTANT - OBA Title or Relationship: CHIEF FINANCIAL CONSULTANT - OBA Start Date: 2022-12-09 - Approximate OBA hours/month: 1 - Approximate OBA hours/month during business hours: 0 - OBA Duties: From time to time, I get interviewed regarding landscape of markets/investments. 2) OBA Name: MVY MANAGEMENT - Investment-related: YES - OBA Address: WOODBURY, NY - OBA Nature: S CORP FOR BUSINESS - OBA Position: BUSINESS OWNER - OBA Title or Relationship: BUSINESS OWNER - OBA Start Date: 2024-01-01 - Approximate OBA hours/month: 200 - Approximate OBA hours/month during business hours: 160 - OBA Duties: S CORP FOR BUSINESS
CRS (Client Relationship Summary) - RIA
Click below to view Mario Andrea Veneroso's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 17, 2019 - Present
KINGSVIEW WEALTH MANAGEMENT, LLC
Office #1: 1000 Woodbury Rd Suite 404, Woodbury, NY 11797RIA
CRD#: 148107
WOODBURY, NY
Past
May 18, 2012 - January 22, 2019
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
GARDEN CITY, NY
Past
May 18, 2012 - January 22, 2019
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
GARDEN CITY, NY
Past
March 22, 2012 - May 21, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
GARDEN CITY, NY
Past
March 6, 2012 - May 21, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
GARDEN CITY, NY
Past
August 10, 2010 - March 5, 2012
BROOKVILLE CAPITAL PARTNERS
BD
CRD#: 102380
UNIONDALE, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KW
KINGSVIEW WEALTH MANAGEMENT, LLC
KINGSVIEW ASSET MANAGEMENT | VERDEO FINANCIAL SERVICES | ROLLO WEALTH MANAGEMENT | PERLMAN GROUP | NORMAN J. POLITZINER, CFP & NJP ASSOCIATES | KNIGHT STRATEGIC WEALTH | KINGSVIEW WEALTH MANAGEMENT, LLC | KINGSVIEW PARTNERS WEALTH MANAGEMENT | KINGSVIEW PARTNERS | KINGSVIEW INVESTMENT STRATEGIES | KINGSVIEW INVESTMENT MANAGEMENT | KINGSVIEW ASSET MANAGEMENT, LLC
CRD#: 148107 / SEC#: 801-79198
RIA
Registered Investment Advisory firm - (2/24/2014 Approved)Arkansas
Registered Investment Advisory firm - (2/26/2014 Terminated)Florida
Registered Investment Advisory firm - (2/26/2014 Terminated)Illinois
Registered Investment Advisory firm - (2/26/2014 Terminated)Iowa
Registered Investment Advisory firm - (2/26/2014 Terminated)Minnesota
Registered Investment Advisory firm - (2/26/2014 Terminated)New York
Registered Investment Advisory firm - (11/8/2013 Cancelled)North Dakota
Registered Investment Advisory firm - (2/26/2014 Terminated)Oregon
Registered Investment Advisory firm - (2/26/2014 Terminated)South Dakota
Registered Investment Advisory firm - (2/26/2014 Terminated)Texas
Registered Investment Advisory firm - (2/26/2014 Terminated)Virginia
Registered Investment Advisory firm - (2/26/2014 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
New York(4/21/2021)
IAR
Texas(1/17/2019)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Current Firm
KW
KINGSVIEW WEALTH MANAGEMENT, LLC
KINGSVIEW ASSET MANAGEMENT | VERDEO FINANCIAL SERVICES | ROLLO WEALTH MANAGEMENT | PERLMAN GROUP | NORMAN J. POLITZINER, CFP & NJP ASSOCIATES | KNIGHT STRATEGIC WEALTH | KINGSVIEW WEALTH MANAGEMENT, LLC | KINGSVIEW PARTNERS WEALTH MANAGEMENT | KINGSVIEW PARTNERS | KINGSVIEW INVESTMENT STRATEGIES | KINGSVIEW INVESTMENT MANAGEMENT | KINGSVIEW ASSET MANAGEMENT, LLC
CRD#: 148107 / SEC#: 801-79198
RIA
Registered Investment Advisory firm - (2/24/2014 Approved)Arkansas
Registered Investment Advisory firm - (2/26/2014 Terminated)Florida
Registered Investment Advisory firm - (2/26/2014 Terminated)Illinois
Registered Investment Advisory firm - (2/26/2014 Terminated)Iowa
Registered Investment Advisory firm - (2/26/2014 Terminated)Minnesota
Registered Investment Advisory firm - (2/26/2014 Terminated)New York
Registered Investment Advisory firm - (11/8/2013 Cancelled)North Dakota
Registered Investment Advisory firm - (2/26/2014 Terminated)Oregon
Registered Investment Advisory firm - (2/26/2014 Terminated)South Dakota
Registered Investment Advisory firm - (2/26/2014 Terminated)Texas
Registered Investment Advisory firm - (2/26/2014 Terminated)Virginia
Registered Investment Advisory firm - (2/26/2014 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
509 Se 7th Street 2nd Floor, Grants Pass, OR 97526
Mailing Address
Phone number
(312) 870-6701
Established
Firm type
Fiscal year end
# of Employees
225
SEC notice filing (47 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 24,847 |
| AUM (Assets Under Management) | $ 6,745,495,357 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
