Ashley N. Lamothe
STRATEGIC ADVISERS LLC | Financial Consultant
DENVER, CO
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CRD#: 5829359
Professional summary
Ashley N Lamothe, CFP®, who also goes by Ashley Nicole Lamothe, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Denver, Colorado and FIDELITY BROKERAGE SERVICES LLC located in Colorado Springs, Colorado.
Ashley is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2010. Ashley has worked at 4 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Biography
I am passionate about building lasting and meaningful relationships with clients in the local community. As a Certified Financial Planner™ and your Financial Consultant, I will take the time to get to know your unique situation, goals, and needs. Together, we will develop a comprehensive financial plan that will give you confidence in your financial future. In my spare time, I love to hike with my husband and our two dogs in the beautiful Colorado mountains.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Ashley Nicole Lamothe
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
OAA#: 40606 | Org Name:Silbaugh Capital LLC | Org Addr:Phoenix, AZ, US | Nature of Bus:Buying properties to rent on VRBO | Invst Rel:Y | Title:Owner | Duties:Schedule renters in the property | Start Dt:01/28/2016 | Total Hrs p/m:10 | Sec Trdng Hrs p/m:0 OAA#: 56459 | Org Name:Ashley LaMothe | Org Addr:Denver, CO, US | Nature of Bus:Dog Photography | Invst Rel:N | Title:Photographer | Duties:Take, edit, and post photos | Start Dt:08/27/2018 | Total Hrs p/m:30 | Sec Trdng Hrs p/m:0
CRS (Client Relationship Summary) - RIA
Click below to view Ashley N Lamothe's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Education
Arizona State University
Bachelor of Science (BS) - Finance
2008
Experience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
Office #2: 10855 Hidden Pool Heights Suite 100, Colorado Springs, CO 80908-5231RIA
CRD#: 104555
DENVER, CO
Current
September 9, 2013 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 10855 Hidden Pool Heights Suite 100, Colorado Springs, CO 80908BD
CRD#: 7784
Colorado Springs, CO
Past
July 13, 2018 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
COLORADO SPRINGS, CO
Past
October 7, 2013 - July 13, 2018
STRATEGIC ADVISERS LLC
RIA
CRD#: 104555
GREENWOOD VILLAGE, CO
Past
August 20, 2010 - July 11, 2013
VANGUARD MARKETING CORPORATION
BD
CRD#: 7452
SCOTTSDALE, AZ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(12/10/2020)
IAR
Arizona(3/31/2025)
RR
Arkansas(3/9/2022)
RR
California(3/18/2021)
RR
Colorado(9/10/2013)
IAR
Colorado(3/31/2025)
RR
Florida(7/13/2021)
RR
Georgia(3/1/2024)
RR
Illinois(6/27/2022)
RR
Indiana(8/16/2021)
RR
Iowa(3/30/2023)
RR
Kansas(12/9/2020)
RR
Kentucky(11/3/2021)
RR
Maryland(3/1/2024)
RR
Massachusetts(7/19/2021)
RR
Michigan(3/9/2022)
RR
Minnesota(3/4/2025)
RR
Montana(6/3/2021)
RR
Nevada(5/18/2022)
RR
New Jersey(2/18/2022)
RR
New Mexico(12/8/2020)
RR
New York(8/7/2024)
RR
North Carolina(10/11/2021)
RR
North Dakota(1/18/2023)
RR
Ohio(8/28/2025)
RR
Oklahoma(12/8/2020)
RR
Oregon(8/25/2025)
RR
Pennsylvania(3/15/2024)
RR
South Carolina(11/17/2020)
RR
Tennessee(8/13/2021)
RR
Texas(12/7/2020)
IAR
Texas(3/31/2025)
RR
Utah(12/8/2020)
RR
Vermont(9/29/2023)
RR
Virginia(4/13/2021)
RR
Washington(10/20/2021)
RR
Wisconsin(10/15/2021)
RR
Wyoming(12/8/2020)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
STRATEGIC ADVISERS LLC
Financial ConsultantCRD#: 104555Denver, COTRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
