Alex J. Davis

LARSON FINANCIAL GROUP

Indianaapolis, IN 46256

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CRD#: 5828993

Professional summary

Alex James Davis, who also goes by Alex James Davis, Alex Davis, is a registered financial advisor currently at LARSON FINANCIAL GROUP, LLC located in Indianaapolis, Indiana and LARSON FINANCIAL SECURITIES, LLC located in Indianapolis, Indiana.

Alex is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2011. Alex has worked at 4 firms and has passed the Series 63, Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Alex James Davis | Alex Davis

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Alex James Davis's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 20, 2022 - Present

LARSON FINANCIAL GROUP, LLC

Office #1: 10475 Crosspoint Blvd Suite 115, Indianaapolis, IN 46256

RIA

CRD#: 140599

Indianaapolis, IN

Current

May 19, 2022 - Present

LARSON FINANCIAL SECURITIES, LLC

Office #1: 10475 Crosspoint Blvd Suite 115, Indianapolis, IN 46256

CRD#: 152517

Indianapolis, IN

Past

November 1, 2018 - July 1, 2022

MIDWEST WEALTH MANAGEMENT INC.

RIA

CRD#: 298787

INDIANAPOLIS, IN

Past

February 24, 2016 - November 5, 2018

COMMONWEALTH FINANCIAL NETWORK

RIA

CRD#: 8032

INDIANPOLIS, IN

Past

November 2, 2011 - November 5, 2018

COMMONWEALTH FINANCIAL NETWORK

CRD#: 8032

INDIANPOLIS, IN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LARSON FINANCIAL GROUP, LLC

CRD#: 140599 / SEC#: 801-71543

RIA

Registered Investment Advisory firm - (6/23/2010 Approved)

Florida

Registered Investment Advisory firm - (6/30/2010 Terminated)

Indiana

Registered Investment Advisory firm - (6/30/2010 Terminated)

Kansas

Registered Investment Advisory firm - (6/30/2010 Terminated)

Kentucky

Registered Investment Advisory firm - (6/30/2010 Terminated)

Minnesota

Registered Investment Advisory firm - (7/1/2010 Terminated)

Missouri

Registered Investment Advisory firm - (6/30/2010 Terminated)

Ohio

Registered Investment Advisory firm - (6/30/2010 Terminated)

Tennessee

Registered Investment Advisory firm - (7/30/2010 Terminated)

Texas

Registered Investment Advisory firm - (6/30/2010 Terminated)

Wisconsin

Registered Investment Advisory firm - (6/30/2010 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(5/25/2022)

Arkansas
(9/25/2025)

California
(3/15/2023)

Colorado
(6/6/2022)

Connecticut
(11/5/2025)

Delaware
(5/20/2025)

Florida
(5/23/2022)

Idaho
(5/23/2022)

Illinois
(10/16/2023)

IAR

Indiana
(4/20/2022)

Indiana
(6/6/2022)

Iowa
(5/2/2025)

Kentucky
(5/6/2025)

Massachusetts
(10/4/2024)

Michigan
(6/7/2022)

Minnesota
(6/11/2025)

Missouri
(5/24/2022)

Montana
(9/3/2025)

Nebraska
(4/25/2023)

New Jersey
(3/22/2023)

New York
(8/2/2025)

North Carolina
(3/15/2023)

North Dakota
(8/6/2025)

Ohio
(3/15/2023)

Oregon
(11/18/2024)

Pennsylvania
(10/8/2025)

South Carolina
(6/7/2022)

Tennessee
(3/16/2023)

IAR

Texas
(8/29/2022)

Texas
(4/10/2024)

Virginia
(3/15/2023)

Washington
(5/24/2022)

Wisconsin
(8/20/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 3/13/2023

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 66

Date: 12/14/2015

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/1/2011

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

LARSON FINANCIAL GROUP, LLC

CRD#: 140599 / SEC#: 801-71543

RIA

Registered Investment Advisory firm - (6/23/2010 Approved)

Florida

Registered Investment Advisory firm - (6/30/2010 Terminated)

Indiana

Registered Investment Advisory firm - (6/30/2010 Terminated)

Kansas

Registered Investment Advisory firm - (6/30/2010 Terminated)

Kentucky

Registered Investment Advisory firm - (6/30/2010 Terminated)

Minnesota

Registered Investment Advisory firm - (7/1/2010 Terminated)

Missouri

Registered Investment Advisory firm - (6/30/2010 Terminated)

Ohio

Registered Investment Advisory firm - (6/30/2010 Terminated)

Tennessee

Registered Investment Advisory firm - (7/30/2010 Terminated)

Texas

Registered Investment Advisory firm - (6/30/2010 Terminated)

Wisconsin

Registered Investment Advisory firm - (6/30/2010 Terminated)

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Contact information

Main Address

100 N Broadway Suite 1700, Saint Louis, MO 63102

Mailing Address

Phone number

(866) 569-2450

Established

Firm type

Fiscal year end

# of Employees

115

SEC notice filing (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

2025.03.21 LFG FIRM BROCHURE_ FORM ADV 2A (3/21/2025)

PART 2A- APPENDIX 1- WRAP FEE PROGRAM BROCHURE (3/21/2025)

Regulatory assets under management

Total Number of Accounts	24,504
AUM (Assets Under Management)	$ 4,032,736,835

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
08/08/2024	Cover Page	Report
12/13/2023	Cover Page	Report
01/03/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Alex J. Davis

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Alex James Davis's CRS (Customer Relationship Summary).

Certified licenses

Experience

LARSON FINANCIAL SECURITIES, LLC

MIDWEST WEALTH MANAGEMENT INC.

COMMONWEALTH FINANCIAL NETWORK

COMMONWEALTH FINANCIAL NETWORK

Primary Firm SEC Registration

LARSON FINANCIAL GROUP, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 3/13/2023

Series 66

Date: 12/14/2015

SIE

Date: 10/1/2018

Series 7

Date: 11/1/2011

FINRA

Current Firm

LARSON FINANCIAL GROUP, LLC

Contact information

SEC notice filing (51 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

LARSON FINANCIAL GROUP, LLC

TRUST BUT VERIFY

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