Alexey I. Caswell-yatsenko
WEALTH SCRIPT ADVISORS
SAN FRANCISCO, CA 94105
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CRD#: 5828804
Professional summary
Alexey Igorivich Caswell-yatsenko, CFP®, who also goes by Alex I Caswell, is a registered financial advisor currently at WEALTH SCRIPT ADVISORS located in San Francisco, California.
Alexey is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Alexey has worked at 6 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Core Areas of Focus
Business Owners
Entrepreneurs
Financial Psychology/Coaching
Generation X
Investment Advice with Ongoing Management
Millennials
Biography
Alex Caswell is a Wealth Planner at RHS Financial. Alex partners with entrepreneurs, business owners, and employees of start-ups to understand their unique needs and provide a boutique financial planning and investment management experience. His mission is to help people that are changing the world live a life unbound by their personal finances. His belief is that financial success is at the intersection of financial rationality and emotional satisfaction and that every day is an opportunity to grow. To execute on these beliefs for his clients, Alex brings years of experience and knowledge working as a Trading Specialist and a Financial Advisor at Charles Schwab and Fidelity respectively. He has attained the Chartered Financial Analyst designation and the Certified Financial Planner® designation, indicating his skill in the wealth management industry and his oath to uphold the highest ethical standards.
In his free time, you can catch Alex enjoying distance running in the city of San Francisco and nearby trails, working on his amateur photography, reading the next best business book, and trying to perfect a variety of culinary dishes. Alex sits on the San Francisco board of Junior Achievement, a global non-profit organization dedicated to providing financial education for children K-12. He is also on the board of the Financial Planning Associations NexGen committee, fostering the growth of future financial planners.
Question & Answer
What are your service offerings?
Tax Planning
Employee and Employer Plan Ben...
Investment Planning
Retirement Planning
Comprehensive Financial Planni...
What is your minimum asset requirement?
500K
Are you a "fiduciary"?
Yes
Aliases
Alex I Caswell
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Alexey Igorivich Caswell-yatsenko's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2018
Experience
Current
March 10, 2025 - Present
WEALTH SCRIPT ADVISORS
Office #1: 605 Market Street Suite 509, San Francisco, CA 94105RIA
CRD#: 334760
SAN FRANCISCO, CA
Past
December 12, 2018 - March 3, 2026
RHS FINANCIAL, LLC
RIA
CRD#: 149435
SAN FRANCISCO, CA
Past
July 13, 2018 - December 27, 2018
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
BOSTON, MA
Past
November 3, 2015 - July 13, 2018
STRATEGIC ADVISERS LLC
RIA
CRD#: 104555
SAN FRANCISCO, CA
Past
October 21, 2015 - December 24, 2018
FIDELITY BROKERAGE SERVICES LLC
BD
CRD#: 7784
SAN FRANCISCO, CA
Past
April 6, 2015 - October 27, 2015
CHARLES SCHWAB & CO., INC.
RIA
CRD#: 5393
WALNUT CREEK, CA
Past
December 17, 2013 - October 27, 2015
CHARLES SCHWAB & CO., INC.
BD
CRD#: 5393
WALNUT CREEK, CA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(3/10/2025)
IAR
Texas(3/27/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
WS
WEALTH SCRIPT ADVISORS
CASWELL-YATSENKO, ALEXEY IGOREVICH | WEALTH SCRIPT ADVISORS LLC | WEALTH SCRIPT ADVISORS | MONEYSCRIPT ADVISORS
CRD#: 334760 / SEC#:
California
Registered Investment Advisory firm - (3/10/2025 Approved)Texas
Registered Investment Advisory firm - (3/13/2025 Conditional Restricted)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
605 Market Street Suite 509, San Francisco, CA 94105
Mailing Address
Phone number
(415) 300-0610
Established
Firm type
Fiscal year end
# of Employees
2
Regulatory assets under management
| Total Number of Accounts | 174 |
| AUM (Assets Under Management) | $ 91,334,833 |
Red Flags
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Company Information
WEALTH SCRIPT ADVISORS
CRD#: 334760San Francisco, CA 94105TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
