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RL

Ryan J. Lavin

TPG CAPITAL BD
New York, NY 10167
Some features on this profile are disabled
CRD#: 5828399
RL

Professional summary


Ryan Jay Lavin, who also goes by Ryan J Lavin, Ryan Lavin, is a registered financial professional currently at TPG CAPITAL BD, LLC located in New York, New York.

Ryan is registered as a RR (Registered Representative) and started their career in finance in 2014. Ryan has worked at 3 firms and has passed the Series 63, SIE, Series 3 and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Ryan J Lavin | Ryan Lavin

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Ryan Jay Lavin's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

March 1, 2021 - Present

TPG CAPITAL BD, LLC

Office #1: 245 Park Avenue 26th Floor, New York, NY 10167
BD
CRD#: 143876
New York, NY
Past

April 21, 2020 - February 5, 2021

TCG SECURITIES, L.L.C.

BD
CRD#: 154788
NEW YORK, NY
Past

December 23, 2014 - April 28, 2020

GOLDMAN SACHS & CO. LLC

BD
CRD#: 361
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(3/1/2021)
RR
Connecticut
(3/1/2021)
RR
Delaware
(3/1/2021)
RR
District of Columbia
(3/1/2021)
RR
Florida
(3/1/2021)
RR
Georgia
(3/1/2021)
RR
Maryland
(3/1/2021)
RR
Massachusetts
(3/1/2021)
RR
Mississippi
(3/1/2021)
RR
New Hampshire
(3/1/2021)
RR
New Jersey
(3/1/2021)
RR
New York
(3/1/2021)
RR
North Carolina
(3/1/2021)
RR
Pennsylvania
(3/1/2021)
RR
Rhode Island
(3/1/2021)
RR
South Carolina
(3/1/2021)
RR
Vermont
(3/1/2021)
RR
Virginia
(3/1/2021)
RR
West Virginia
(3/1/2021)

Exams


State Security Law Exam
RR
Series 63
Date: 1/15/2015
Uniform Securities Agent State Law Examination
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


TC
TPG CAPITAL BD, LLC
TPG CAPITAL BD, LLC

CRD#: 143876 / SEC#: , 8-67616

BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information


Main Address
301 Commerce Street Ste 3300, Fort Worth, TX 76102
Mailing Address
301 Commerce Street Ste 3300, Fort Worth, TX 76102
Phone number
(817) 871-4000
Established
Texas since 03/21/2007
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (51 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
TPG BD ADVISORS, LLCSOLE MEMBER
DAVIDSON, MARTIN LOUISFINOP AND PRINCIPAL FINANCIAL OFFICER5330788
UMAYAM, MICHAELCHIEF COMPLIANCE OFFICER6814011
WEINGART, JACK CHARLESCEO1879144

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


TPG CAPITAL BD, LLC

CRD#: 143876New York, NY 10167

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