Phil Mcnulty
CAMBRIDGE INVESTMENT RESEARCH ADVISORS
Phoenix, AZ 85016
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CRD#: 5828082
Professional summary
Phil Mcnulty, CFP®, who also goes by Philip Mcnulty, is a registered financial advisor currently at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located in Phoenix, Arizona and CAMBRIDGE INVESTMENT RESEARCH, INC. located in Phoenix, Arizona.
Phil is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2010. Phil has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
What are your service offerings?
Long-term Care
Tax Planning
Social Security Planning
Employee and Employer Plan Ben...
Life Transitions
Insurance Planning
Retirement Income Management
Small Business Planning
Comprehensive Financial Planni...
Socially Responsible Investing
Retirement Planning
Divorce Planning
Business Succession Planning
Estate Planning
Investment Planning
What is your minimum asset requirement?
1
Are you a "fiduciary"?
Yes
Aliases
Philip Mcnulty
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. PROXY, 20004 N 33rd Pl, Phoenix AZ 85050, United States, 06/23/2025, Agent, Insurance/Benefits/Human Resources, NIR, 1 HR/MO - 0 HR/MO TRADING 2. INTENTIONAL, LLC, 20004 N 33rtd Pl, Phoenix AZ 85050, United States, 06/23/2025, Owner, Employee (receive a W-2), NIR, 2 HR/MO - 0 HR/MO TRADING 3. EXIT PLANNING INSTITUTE GREATER PHOENIX CHAPTER, 300 E University Dr, Tempe AZ 85281, United States, 06/23/2025, Founder & Vice President, Networking, NIR, 2 HR/MO - 0 HR/MO TRADING 4. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF AN RIA, INV REL, 160 HR/MO, 120 HR/MO TRADING, 07/2025
CRS (Client Relationship Summary) - RIA
Click below to view Phil Mcnulty's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2015
Experience
Current
July 16, 2025 - Present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Office #1: 2390 E Camelback Rd. Ste. 130, Phoenix, AZ 85016RIA
CRD#: 134139
Phoenix, AZ
Current
July 16, 2025 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: 2390 E Camelback Rd. Ste. 130, Phoenix, AZ 85016BD
CRD#: 39543
Phoenix, AZ
Past
January 11, 2021 - July 17, 2025
VERUS CAPITAL PARTNERS, LLC
RIA
CRD#: 151568
SCOTTSDALE, AZ
Past
January 4, 2021 - July 24, 2025
LPL FINANCIAL LLC
BD
CRD#: 6413
SCOTTSDALE, AZ
Past
October 10, 2017 - January 7, 2021
SECURITIES AMERICA, INC.
BD
CRD#: 10205
Tucson, AZ
Past
April 19, 2016 - January 6, 2021
PFG ADVISORS
RIA
CRD#: 173344
TUCSON, AZ
Past
April 8, 2016 - October 11, 2017
LPL FINANCIAL LLC
BD
CRD#: 6413
TUCSON, AZ
Past
January 1, 2015 - April 1, 2016
VERUS CAPITAL PARTNERS, LLC
RIA
CRD#: 151568
SIERRA VISTA, AZ
Past
March 21, 2014 - December 31, 2014
VERUS CAPITAL PARTNERS, LLC
RIA
CRD#: 151568
SIERRA VISTA, AZ
Past
January 12, 2012 - March 25, 2014
SECURITIES AMERICA ADVISORS, INC.
RIA
CRD#: 110518
SIERRA VISTA, AZ
Past
August 30, 2010 - March 31, 2016
SECURITIES AMERICA, INC.
BD
CRD#: 10205
SIERRA VISTA, AZ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(7/16/2025)
IAR
Arizona(7/25/2025)
RR
Colorado(7/16/2025)
RR
Georgia(7/16/2025)
RR
Oregon(7/16/2025)
RR
Texas(7/16/2025)
IAR
Texas(7/16/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757
Mailing Address
Phone number
(641) 472-5100
Established
Firm type
Fiscal year end
# of Employees
3,361
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
CRD#: 134139Phoenix, AZ 85016TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
