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ES

Emma C. Schoeneberger

FINANCE OF AMERICA SECURITIES LLC
St. Paul, MN 55101
Some features on this profile are disabled
CRD#: 5827342
ES

Professional summary

Emma Catherine Schoeneberger, who also goes by Emma Catherine Miller, Emma Miller, is a registered financial professional currently at FINANCE OF AMERICA SECURITIES LLC located in St. Paul, Minnesota.

Emma is registered as a RR (Registered Representative) and started their career in finance in 2010. Emma has worked at 2 firms and has passed the Series 63, Series 7TO, SIE and Series 79 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Emma Catherine Miller | Emma Miller

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Emma Catherine Schoeneberger's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 23, 2018 - Present

FINANCE OF AMERICA SECURITIES LLC

Office #1: 30 East 7th St, Suite 2350, St. Paul, MN 55101
BD
CRD#: 284464
St. Paul, MN
Past

September 29, 2010 - May 19, 2016

WOODBRIDGE FINANCIAL GROUP, LLC

BD
CRD#: 131153
MINNEAPOLIS, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Minnesota
(9/11/2018)
RR
New York
(9/24/2018)

Exams

State Security Law Exam
RR
Series 63
Date: 9/10/2018
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 11/26/2018
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 79
Date: 9/28/2010
Investment Banking Registered Representative Examination
SRO Registrations
RR
FINRA

Current Firm

FO
FINANCE OF AMERICA SECURITIES LLC
FINANCE OF AMERICA SECURITIES LLC | INCENTER SECURITIES GROUP LLC

CRD#: 284464 / SEC#: , 8-69803

BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information

Main Address
30 7th Street E. 23 Floor, Saint Paul, MN 55101
Mailing Address
30 7th Street E. 23 Floor, Saint Paul, MN 55101
Phone number
(651) 412-2042
Established
Delaware since 02/29/2016
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (4 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
INCENTER LLCSOLE MEMBER
MAHON, PETER CHRISTOPHERFINOP/PFO/POO5461336
MAHON, PETER CHRISTOPHERCHIEF COMPLIANCE OFFICER5461336
MAHON, PETER CHRISTOPHERPRESIDENT5461336

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

FINANCE OF AMERICA SECURITIES LLC

CRD#: 284464St. Paul, MN 55101

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