Alan J. Wood
Professional summary
Alan J Wood, who also goes by Alan J Wood, is a registered financial professional currently at FORIS CAPITAL US LLC located in Portsmouth, New Hampshire.
Alan is registered as a RR (Registered Representative) and started their career in finance in 2010. Alan has worked at 5 firms and has passed the Series 66, Series 99TO, SIE, Series 3, Series 7, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Alan J Wood's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 18, 2025 - Present
FORIS CAPITAL US LLC
March 10, 2016 - April 21, 2025
TASTYTRADE, INC.
November 1, 2012 - August 2, 2013
OPTIONSHOUSE1, LLC
November 11, 2010 - March 15, 2011
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
November 11, 2010 - October 31, 2012
TD AMERITRADE, INC.
September 28, 2010 - October 31, 2012
TD AMERITRADE, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/18/2025)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
FORIS CAPITAL US LLC
CRD#: 282331 / SEC#: , 8-69712
Contact information
FINRA licenses (53 States and Territories)
Red Flags
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