Christopher R. Walters
Professional summary
Christopher Ryan Walters, who also goes by Christopher R Walters, is a registered financial professional currently at HORANG SECURITIES, LLC located in New York, New York.
Christopher is registered as a RR (Registered Representative) and started their career in finance in 2010. Christopher has worked at 5 firms and has passed the Series 63, Series 82TO, Series 7TO, SIE, Series 79, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Christopher Ryan Walters's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 2, 2025 - Present
HORANG SECURITIES, LLC
Office #1: 27 W 72nd St #810, New York, NY 10023April 1, 2015 - April 21, 2020
GUGGENHEIM SECURITIES, LLC
July 1, 2013 - March 10, 2015
KEEFE, BRUYETTE & WOODS, INC.
August 9, 2012 - June 27, 2013
GRIFFIN FINANCIAL GROUP, LLC
October 22, 2010 - July 18, 2012
PNC CAPITAL MARKETS LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 82TO
Date: 7/14/2025
Limited Representative-Private Securities OfferingsSeries 7TO
Date: 7/12/2025
General Securities Representative ExaminationFINRA
Current Firm
HORANG SECURITIES, LLC
CRD#: 6004 / SEC#: , 8-16608
Contact information
FINRA licenses (6 States and Territories)
Documents
Disclosures
| Regulatory Event | 2 |
Red Flags
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