HH
Henry H. Hampton
AQR INVESTMENTS
Greenwich, CT 06830
Some features on this profile are disabled
CRD#: 5826664
HH
Professional summary
Henry Harris Hampton III is a registered financial professional currently at AQR INVESTMENTS, LLC located in Greenwich, Connecticut.
Henry is registered as a RR (Registered Representative) and started their career in finance in 2010. Henry has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. TARA'S STARFISH FOUNDATION INC; NOT INVESTMENT RELATED; PO BOX 561, OXFORD CT 06478; NATURE OF BUSINESS: NON-PROFIT STARTED IN MEMORIAM OF A FRIEND OF MINE FROM COLLEGE. SHE WORKED AND WAS PASSIONATE ABOUT CHILDREN'S ISSUES SO THE FOUNDATION RAISES MONEY AND PROVIDES GRANTS TO CHILDREN'S CHARITIES; POSITION: VICE PRESIDENT OF THE BOARD; START DATE: 11/9/17; 3 HRS/QUARTERLY DEVOTED TO BUSINESS; 0 HRS DEVOTED TO BUSINESS DURING SECURITIES TRADING HOURS; DUTIES: ANNUAL BOARD MEETINGS, HELP WITH SOCIAL MEDIA, HELP ORGANIZING CHARITABLE EVENTS. 2. RESIDENTIAL RENTAL PROPERTY; NOT INVESTMENT RELATED; 1034 N HATHAWAY STREET, WINAMAC IN 47996; NATURE OF BUSINESS: MY WIFE RENTS OUT THE HOME SHE OWNS IN INDIANA; POSITION: N/A; START DATE: 4/25/13; 0 HRS DEVOTED TO OTHER BUSINESS; 0 HRS DEVOTED TO OTHER BUSINESS DURING SECURITIES TRADING HOURS; DUTIES: NONE. 3. JC3 DISTRIBUTORS, LLC; NOT INVESTMENT RELATED; 73 CORTLAND WAY, SOUTHINGTON CT 06489; NATURE OF OTHER BUSINESS: BUSINESS WILL IMPORT AND SELL CONSTRUCTION MATERIALS TO RETAIL COMPANIES IN THE US; POSITION: OWNER/CEO; START DATE: 10/15/22; 3 HRS/WEEKLY DEVOTED TO OTHER BUSINESS; 0 HRS DEVOTED TO OTHER BUSINESS DURING SECURITIES TRADING HOURS; DUTIES: PLANNING AND COORDINATING BUSINESS ACTIVITIES.
CRS (Client Relationship Summary) - BD
Click below to view Henry Harris Hampton III's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 13, 2023 - Present
AQR INVESTMENTS, LLC
Office #1: One Greenwich Plaza Suite 130, Greenwich, CT 06830BD
CRD#: 289244
Greenwich, CT
Past
April 11, 2022 - October 24, 2023
VIRTUS INVESTMENT ADVISERS, LLC
RIA
CRD#: 106982
HARTFORD, CT
Past
January 31, 2022 - October 24, 2023
VP DISTRIBUTORS LLC
BD
CRD#: 3036
HARTFORD, CT
Past
September 24, 2018 - January 26, 2022
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC
BD
CRD#: 21570
SHELTON, CT
Past
August 19, 2010 - October 3, 2016
JACKSON NATIONAL LIFE DISTRIBUTORS LLC
BD
CRD#: 40178
FRANKLIN, TN
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(11/13/2023)
RR
Alaska(11/13/2023)
RR
Arizona(11/13/2023)
RR
Arkansas(11/13/2023)
RR
California(11/13/2023)
RR
Colorado(11/13/2023)
RR
Connecticut(11/13/2023)
RR
Delaware(11/13/2023)
RR
District of Columbia(11/13/2023)
RR
Florida(11/13/2023)
RR
Georgia(11/13/2023)
RR
Hawaii(11/13/2023)
RR
Idaho(11/13/2023)
RR
Illinois(11/13/2023)
RR
Indiana(11/13/2023)
RR
Iowa(11/13/2023)
RR
Kansas(11/13/2023)
RR
Kentucky(11/13/2023)
RR
Louisiana(11/13/2023)
RR
Maine(11/13/2023)
RR
Maryland(11/13/2023)
RR
Massachusetts(11/13/2023)
RR
Michigan(11/13/2023)
RR
Minnesota(11/13/2023)
RR
Mississippi(11/13/2023)
RR
Missouri(11/13/2023)
RR
Montana(11/13/2023)
RR
Nebraska(11/13/2023)
RR
Nevada(11/13/2023)
RR
New Hampshire(11/13/2023)
RR
New Jersey(11/13/2023)
RR
New Mexico(11/13/2023)
RR
New York(11/13/2023)
RR
North Carolina(11/13/2023)
RR
North Dakota(11/13/2023)
RR
Ohio(11/13/2023)
RR
Oklahoma(11/13/2023)
RR
Oregon(11/13/2023)
RR
Pennsylvania(11/13/2023)
RR
Rhode Island(11/13/2023)
RR
South Carolina(11/13/2023)
RR
South Dakota(11/13/2023)
RR
Tennessee(11/13/2023)
RR
Texas(11/13/2023)
RR
Utah(11/13/2023)
RR
Vermont(11/13/2023)
RR
Virginia(11/13/2023)
RR
Washington(11/13/2023)
RR
West Virginia(11/13/2023)
RR
Wisconsin(11/13/2023)
RR
Wyoming(11/13/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
AI
AQR INVESTMENTS, LLC
AQR INVESTMENTS, LLC
CRD#: 289244 / SEC#: , 8-69990
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information
Main Address
One Greenwich Plaza Suite 130, Greenwich, CT 06830
Mailing Address
One Greenwich Plaza Suite 130, Greenwich, CT 06830
Phone number
(203) 742-3600
Established
Delaware since 03/15/2017
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AQR CAPITAL MANAGEMENT HOLDINGS (B-D), LLC | PARENT COMPANY | |
| ANDRADE, GREGOR MASINI | CHIEF EXECUTIVE OFFICER | 2265718 |
| HOWARD, JOHN BRADLEY | BOARD OF MANAGERS | 3132622 |
| KABILLER, DAVID GARY | BOARD OF MANAGERS | 1736385 |
| MELLAS, STEPHEN JOSEPH | BOARD OF MANAGERS | 1505043 |
| PRINCE, STEPHANIE NICOLE | CHIEF COMPLIANCE OFFICER | 2618015 |
| RYAN, PATRICK EDMUND | CHIEF FINANCIAL OFFICER | 2822527 |
| WILLCOX, HERBERT JAMES | BOARD OF MANAGERS & CHIEF LEGAL OFFICER | 1868426 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
