Penny S. Truong
Professional summary
Penny Sue Truong, who also goes by Penny Sue Wendhausen, is a registered financial professional currently at THE LEADERS GROUP, INC. located in Summit, New Jersey.
Penny is registered as a RR (Registered Representative) and started their career in finance in 2010. Penny has worked at 4 firms and has passed the Series 63, Series 6TO, SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Penny Sue Truong's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 30, 2026 - Present
THE LEADERS GROUP, INC.
Office #1: 475 Springfield Ave, Summit, NJ 07901July 29, 2019 - March 9, 2021
SAMMONS FINANCIAL NETWORK, LLC
September 17, 2012 - February 13, 2014
VOYA FINANCIAL ADVISORS, INC.
August 9, 2010 - September 17, 2012
VOYA FINANCIAL PARTNERS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 6TO
Date: 7/12/2022
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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