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Alastair B. Ipapo

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CRD#: 5825509
AI

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Alastair Bunales Ipapo was a registered financial professional .

Alastair is a previously registered financial professional and started their career in finance in 2011. Alastair had worked at 8 firms and has passed the Series 66, Series 52TO, SIE, Series 7, Series 4, Series 53 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

November 24, 2025 - February 12, 2026

KAIROS

RIA
CRD#: 161321
IRVINE, CA
Past

November 6, 2025 - January 16, 2026

FORESIDE FUND SERVICES, LLC

BD
CRD#: 46106
Irvine, CA
Past

May 28, 2024 - January 12, 2025

J.P. MORGAN SECURITIES LLC

RIA
CRD#: 79
Los Angeles, CA
Past

September 29, 2023 - January 12, 2025

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
LOS ANGELES, CA
Past

September 19, 2016 - January 13, 2025

J.P. MORGAN PRIVATE WEALTH ADVISORS LLC

RIA
CRD#: 108559
LOS ANGELES, CA
Past

September 19, 2016 - September 29, 2023

FIRST REPUBLIC SECURITIES COMPANY, LLC

BD
CRD#: 105108
LOS ANGELES, CA
Past

August 10, 2015 - August 16, 2016

TRIAD ADVISORS LLC

BD
CRD#: 25803
Westlake Village, CA
Past

April 22, 2014 - May 1, 2015

GROVE POINT INVESTMENTS, LLC

RIA
CRD#: 1763
LONG BEACH, CA
Past

April 22, 2014 - May 1, 2015

GROVE POINT INVESTMENTS, LLC

BD
CRD#: 1763
LONG BEACH, CA
Past

October 4, 2011 - April 22, 2014

NATIONAL PLANNING CORPORATION

RIA
CRD#: 29604
SANTA MONICA, CA
Past

April 25, 2011 - April 22, 2014

NATIONAL PLANNING CORPORATION

BD
CRD#: 29604
SANTA MONICA, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KAIROS
KAIROS | REDWOOD-KAIROS REAL ESTATE PARTNERS | REDWOOD-KAIROS REAL ESTATE | REDWOOD-KAIROS IV GP, LLC (RELYING ADVISER) | REDWOOD REAL ESTATE PARTNERS, LLC (RELYING ADVISER) | REDWOOD REAL ESTATE PARTNERS, LLC | REDWOOD REAL ESTATE PARTNERS | KIMC | KAIROS INVESTMENT MANAGEMENT COMPANY, LLC | KAIROS IMPACT GP, LLC (RELYING ADVISER)

CRD#: 161321 / SEC#: 801-88197

RIA
Registered Investment Advisory firm - (4/9/2015 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 10/3/2011
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 4/22/2011
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 4
Date: 6/5/2012
Registered Options Principal Examination
Principal/Supervisory Exam
RR
Series 53
Date: 3/22/2012
Municipal Securities Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 6/13/2011
General Securities Principal Examination

Current Firm

KA
KAIROS
KAIROS | REDWOOD-KAIROS REAL ESTATE PARTNERS | REDWOOD-KAIROS REAL ESTATE | REDWOOD-KAIROS IV GP, LLC (RELYING ADVISER) | REDWOOD REAL ESTATE PARTNERS, LLC (RELYING ADVISER) | REDWOOD REAL ESTATE PARTNERS, LLC | REDWOOD REAL ESTATE PARTNERS | KIMC | KAIROS INVESTMENT MANAGEMENT COMPANY, LLC | KAIROS IMPACT GP, LLC (RELYING ADVISER)

CRD#: 161321 / SEC#: 801-88197

RIA
Registered Investment Advisory firm - (4/9/2015 Approved)
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Contact information

Main Address
18101 Von Karman Avenue Suite 1100, Irvine, CA 92612
Mailing Address
Phone number
(949) 709-8888
Established
Firm type
Fiscal year end
# of Employees
52

SEC notice filing (2 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Latest Form ADV

Part 2 Brochures

KAIROS ADV PART 2A_03.2025 (3/28/2025)

Regulatory assets under management

Total Number of Accounts18
AUM (Assets Under Management)$ 992,312,340

Exempt reporting advisers

Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.
SEC / JURISDICTIONREPORTING STATUSEFFECTIVE DATE
SECERA - Withdrawn3/31/2015

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

KAIROS

CRD#: 161321

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