CK
Christopher J. Kobes
BEACON CAPITAL MANAGEMENT
West Des Moines, IA 50266
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CRD#: 5825462
CK
Professional summary
Christopher Joseph Kobes, who also goes by Chris J Kobes, is a registered financial advisor currently at BEACON CAPITAL MANAGEMENT, INC. located in West Des Moines, Iowa and SAMMONS FINANCIAL NETWORK, LLC located in West Des Moines, Iowa.
Christopher is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2010. Christopher has worked at 7 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Chris J Kobes
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
dba -- H K Financial Services; Investment Related; 6200 Aurora Avenue #600-W, Urbandale, IA 50322; Financial Services; Chief Compliance Officer and Registered IAR; Start Date:02/2016; 160 hours per month with all 160 hours occurring during trading hours; Duties include managing the compliance program for HKFS's Registered Investment Advisor, providing guidance, training and education to employees, advisors and management as well as monitoring and testing business activities of the firm. I also provide legal counsel. HK FINANCIAL SERVICES, INC. POSITION: Chief Compliance Officer NATURE: asset management INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 02/15/2016 ADDRESS: 3390 Asbury Rd, Dubuque IA 52002 DESCRIPTION: Salaried employee of the business. Serve as Chief Compliance Officer for the registered investment adviser's compliance program and act as legal counsel for legal issues.
CRS (Client Relationship Summary) - RIA
Click below to view Christopher Joseph Kobes's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 6, 2023 - Present
BEACON CAPITAL MANAGEMENT, INC.
Office #1: 8300 Mills Civic Parkway, West Des Moines, IA 50266RIA
CRD#: 120641
West Des Moines, IA
Current
January 6, 2023 - Present
SAMMONS FINANCIAL NETWORK, LLC
Office #1: 8300 Mills Civic Parkway, West Des Moines, IA 50266Office #2: 8300 Mills Civic Parkway, West Des Moines, IA 50266BD
CRD#: 158538
West Des Moines, IA
Past
September 30, 2020 - November 30, 2022
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
URBANDALE, IA
Past
May 18, 2016 - November 30, 2022
AVANTAX PLANNING PARTNERS, INC.
RIA
CRD#: 106237
Des Moines, IA
Past
May 17, 2016 - May 18, 2016
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
RIA
CRD#: 15708
URBANDALE, IA
Past
April 12, 2016 - September 30, 2020
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
BD
CRD#: 15708
URBANDALE, IA
Past
February 24, 2012 - January 29, 2013
PRINCIPAL FUNDS DISTRIBUTOR, INC.
BD
CRD#: 43261
DES MOINES, IA
Past
August 25, 2010 - February 17, 2016
PRINCIPAL SECURITIES, INC.
BD
CRD#: 1137
DES MOINES, IA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BC
BEACON CAPITAL MANAGEMENT, INC.
BEACON CAPITAL MANAGEMENT, INC. | ZERO COMMISSION PORTFOLIOS
CRD#: 120641 / SEC#: 801-61249
RIA
Registered Investment Advisory firm - (6/13/2002 Approved)Florida
Registered Investment Advisory firm - (6/6/2002 Cancelled)Indiana
Registered Investment Advisory firm - (2/25/2003 Terminated)New York
Registered Investment Advisory firm - (1/14/2003 Terminated)Ohio
Registered Investment Advisory firm - (1/1/2001 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Iowa(1/6/2023)
IAR
Iowa(1/6/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
BC
BEACON CAPITAL MANAGEMENT, INC.
BEACON CAPITAL MANAGEMENT, INC. | ZERO COMMISSION PORTFOLIOS
CRD#: 120641 / SEC#: 801-61249
RIA
Registered Investment Advisory firm - (6/13/2002 Approved)Florida
Registered Investment Advisory firm - (6/6/2002 Cancelled)Indiana
Registered Investment Advisory firm - (2/25/2003 Terminated)New York
Registered Investment Advisory firm - (1/14/2003 Terminated)Ohio
Registered Investment Advisory firm - (1/1/2001 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
7777 Washington Village Drive Suite 280, Dayton, OH 45459
Mailing Address
Phone number
(937) 439-9093
Established
Firm type
Fiscal year end
# of Employees
22
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 13,893 |
| AUM (Assets Under Management) | $ 4,669,480,758 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
BEACON CAPITAL MANAGEMENT, INC.
CRD#: 120641West Des Moines, IA 50266TRUST BUT VERIFY
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