Derek Christopher Fiorenza
AIF®, CFP®Professional Summary
Derek Christopher Fiorenza, AIF®, CFP®, who also goes by Derek Christopher Fiorenza, Aif, Ppc, is a registered financial advisor currently at SUMMIT GROUP RETIREMENT PLANNERS, INC. located in Exton, Pennsylvania and LPL FINANCIAL LLC located in Exton, Pennsylvania. Derek is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2011. Derek has worked at 3 firms and has passed the Series 66, Series 63, SIE, Series...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Services Offered
- Small Business Planning
- Debt Management
- Budgeting
- Education Planning
- Comprehensive Financial Planning
- Employee and Employer Plan Benefits
- Insurance Planning
- Retirement Planning
Other Aliases
Derek Christopher Fiorenza, Derek Christopher Fiorenza, Aif, Ppc
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
Direct
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
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Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Credentials
Years of Experience
15 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
SGRP | VALLEY CREEK ADVISORS, LLC | SUMMIT GROUP RETIREMENT PLANNERS, INC. | SUMMIT GROUP INVESTOR STRATEGISTS
Contact Information
Main Address
431 Exton Commons, Exton, PA 19341Phone Number
(484) 467-7899# of Employees
4SEC notice filing (6 States and Territories)
Registered to provide investment advisory services in 6 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
255AUM (Assets Under Management)
$302,322,937Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
SGRP | VALLEY CREEK ADVISORS, LLC | SUMMIT GROUP RETIREMENT PLANNERS, INC. | SUMMIT GROUP INVESTOR STRATEGISTS
State Registrations and Notice Filings
(12/10/2013)
(12/13/2013)
(3/27/2023)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Aug 2011About the Series 6 examSRO Registrations
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CRS (Client Relationship Summary) - RIA
Click below to view Derek Christopher Fiorenza's CRS (Customer Relationship Summary).
Services Offered by Derek
- Small Business Planning
- Debt Management
- Budgeting
- Education Planning
- Comprehensive Financial Planning
- Employee and Employer Plan Benefits
- Insurance Planning
- Retirement Planning
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