Shawn F. Whelan
STRATEGIC ADVISERS LLC | Financial Consultant
BAY VILLAGE, OH
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CRD#: 5824588
Professional summary
Shawn F Whelan, who also goes by Shawn Francis Whelan, Shawn Whelan, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Bay Village, Ohio and FIDELITY BROKERAGE SERVICES LLC located in Westlake, Ohio.
Shawn is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2010. Shawn has worked at 5 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Biography
I partner with my clients and their family to customize a wealth plan designed to control outcomes and align with their preferences. Forming strong relationships with my clients and their families is of the utmost importance to me and I work hard to maintain a deep level of trust, reliability, and competency.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Shawn Francis Whelan | Shawn Whelan
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Shawn F Whelan's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneEducation
University of Central Florida
Bachelor of Business Administration - Finance
2010
Experience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
Office #2: 1800 Crocker Road, Westlake, OH 44145RIA
CRD#: 104555
BAY VILLAGE, OH
Current
June 26, 2018 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 1800 Crocker Road, Westlake, OH 44145BD
CRD#: 7784
Westlake, OH
Past
July 13, 2018 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
FAIRLAWN, OH
Past
July 2, 2018 - July 13, 2018
STRATEGIC ADVISERS LLC
RIA
CRD#: 104555
FAIRLAWN, OH
Past
October 6, 2017 - May 23, 2018
NORTHCOAST RESEARCH PARTNERS, LLC
BD
CRD#: 149109
CLEVELAND, OH
Past
April 18, 2016 - September 18, 2017
OPPENHEIMERFUNDS DISTRIBUTOR, INC.
BD
CRD#: 7834
CENTENNIAL, CO
Past
May 8, 2014 - April 15, 2016
STRATEGIC ADVISERS LLC
RIA
CRD#: 104555
JACKSONVILLE, FL
Past
September 30, 2010 - April 8, 2016
FIDELITY BROKERAGE SERVICES LLC
BD
CRD#: 7784
JACKSONVILLE, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(9/7/2023)
RR
California(7/12/2022)
RR
Colorado(10/7/2020)
RR
Florida(6/27/2018)
RR
Illinois(10/16/2020)
RR
Indiana(5/25/2023)
RR
Iowa(8/12/2020)
RR
Kentucky(4/27/2020)
RR
Maine(4/24/2020)
RR
Massachusetts(3/7/2022)
RR
Michigan(6/28/2018)
RR
Minnesota(3/22/2021)
RR
Montana(10/26/2022)
RR
Nevada(10/6/2022)
RR
New Hampshire(4/27/2020)
RR
New Jersey(4/24/2020)
RR
New York(2/13/2021)
RR
North Carolina(4/29/2020)
RR
Ohio(6/27/2018)
IAR
Ohio(3/31/2025)
RR
Oregon(10/1/2023)
RR
South Carolina(4/27/2020)
RR
Tennessee(8/10/2020)
RR
Texas(4/24/2020)
IAR
Texas(3/31/2025)
RR
Virginia(4/25/2020)
RR
Washington(3/4/2022)
RR
Wisconsin(11/18/2020)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
STRATEGIC ADVISERS LLC
Financial ConsultantCRD#: 104555Bay Village, OHTRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
