Larry V. Drottz
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Larry Vern Drottz was a registered financial professional .
Larry is a previously registered financial professional and started their career in finance in 2010. Larry had worked at 1 firm and has passed the Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 12, 2010 - December 31, 2012
GENERAL SECURITIES CORP
State Registrations and Notice Filings
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Exams
Current Firm
GENERAL SECURITIES CORP
CRD#: 15062 / SEC#: , 8-31654
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SAVING STREET CHILDREN INC | PRIVATE NON-PROFIT FOUNDATION | |
| MILLER, DAVID SCHUMWAY | PRESIDENT/CCO | 334607 |
Disclosures
| Regulatory Event | 9 |
| Arbitration | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
