David Schumway Miller
Professional Summary
David Schumway Miller, who also goes by David S Miller, is a registered financial advisor currently at CHELSEA FINANCIAL SERVICES located in Joplin, Missouri. David is registered as a RR (Registered Representative) and started their career in finance in 1973. David has worked at 5 firms and has passed the Series 63, Series 99TO, Series 52TO, Series 22TO, SIE, Series 3, Series 7, Series 1, Series 14, Series 39, Series 27, Series 53, Series 4...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
David S Miller
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
53 years in the financial services industry
Current & Past Employments
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Current Firm
CHELSEA FINANCIAL SERVICES | DBA CHELSEA FINANCIAL SERVICES | CHELSEA MORGAN SECURITIES, INC.
Contact Information
Main Address
242 Main Street, Staten Island, NY 10307Mailing Address
242 Main Street, Staten Island, NY 10307Phone Number
(718) 967-8400Established
New York since 05/05/1999Firm Type
CorporationFiscal Year End
DecemberFirm Size
SmallFINRA licenses (51 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
Disclosures
Regulatory Event
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(10/1/2025)
(9/22/2025)
(9/30/2025)
(9/26/2025)
(9/29/2025)
(10/2/2025)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 52TO — Municipal Securities Representative Examination
Passed Jan 2023About the Series 52TO examSeries 22TO — Direct Participation Programs Representative Examination
Passed Jan 2023About the Series 22TO examSeries 1 — Registered Representative Examination
Passed Aug 1973Series 39 — Direct Participation Programs Principal Examination
Passed Jan 2023About the Series 39 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view David Schumway Miller's CRS (Customer Relationship Summary).
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