JY
Jennifer Yeh
COOPER MCMANUS
San Jose, CA 95110
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CRD#: 5823866
JY
Professional summary
Jennifer Yeh, who also goes by Jennifer Cheng, is a registered financial advisor currently at COOPER MCMANUS located in San Jose, California and CAMBRIDGE INVESTMENT RESEARCH, INC. located in San Jose, California.
Jennifer is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2011. Jennifer has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jennifer Cheng
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.TAYLOR MOOR LLC, 2231 RIVERA STREET, SAN FRANCISCO CA 94116, United States, 07/27/1999, Managing Partner, Owner/Partner of a Business Entity, NIR, 1 HR/MO - 0 HR/MO TRADING 2.STRATEGIES GROUP LLC, 2231 RIVERA STREET, SAN FRANCISCO CA 94116, United States, 01/10/2007, Partner, Owner/Partner of a Business Entity, NIR, 1 HR/MO - 0 HR/MO TRADING 3.EVERGREEN WEALTH ADVISORY GROUP, 101 METRO DRIVE, STE 650, SAN JOSE CA 95110, United States, 02/14/2014, Advisor, INV REL, 160 HR/MO - 60 HR/MO TRADING 4. LEFT LANE FINANCIAL, San Jose CA 95148, United States, 01/01/2025, IAR, Tax Services, NIR, 3 HR/MO - 0 HR/MO TRADING 5. COOPER MCMANUS, 101 Metro Drive #650, San Jose CA 95110, United States, 09/09/2025, Investment Advisor Representative, DBA Name, NIR, 40 HR/MO - 40 HR/MO TRADING
CRS (Client Relationship Summary) - RIA
Click below to view Jennifer Yeh's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 16, 2022 - Present
COOPER MCMANUS
Office #1: 101 Metro Drive, Suite 650, San Jose, CA 95110RIA
CRD#: 111458
San Jose, CA
Current
May 13, 2022 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: 101 Metro Dr. #650, San Jose, CA 95110Office #2: 9870 Research Dr., Irvine, CA 92618BD
CRD#: 39543
San Jose, CA
Past
February 28, 2014 - June 22, 2022
EVERGREEN WEALTH ADVISORY GROUP, LLC
RIA
CRD#: 140253
SAN JOSE, CA
Past
November 30, 2011 - May 17, 2022
SECURITIES AMERICA, INC.
BD
CRD#: 10205
SAN JOSE, CA
Past
March 11, 2011 - September 9, 2011
MORGAN STANLEY
RIA
CRD#: 149777
SAN FRANCISCO, CA
Past
February 2, 2011 - September 9, 2011
MORGAN STANLEY
BD
CRD#: 149777
SAN FRANCISCO, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CM
COOPER MCMANUS
401KAMERICA | WEST PRIVATE WEALTH MANAGEMENT | THE PURMORT GROUP | TAX SMART INVESTING & PLANNING | TADMAN FINANCIAL | SYV WEALTH ADVISORS | ROYAL GLOBAL ASSET MANAGEMENT LLC | RIDGE FINANCIAL PLANNING | RICCIO WEALTH MANAGEMENT | PRUDENCE WEALTH ADVISORY | PEARL FINANCIAL | NEWPORT INVESTORS | MORGAN STERLING PRIVATE WEALTH MANAGEMENT | MKT WEALTH MANAGEMENT | LORRIMER PRIVATE WEALTH MANAGEMENT | LINDSEY AND LINDSEY WEALTH MANAGEMENT | LEFT LANE FINANCIAL | LDW CONSULTING GROUP | LARSON FINANCIAL SERVICES, INC. | KERR FINANCIAL FAMILY | K.W. JONES WEALTH | IRVINE WEALTH MANAGEMENT | HARRINGTON FINANCIAL | FIRST PRINCIPLES WEALTH MANAGEMENT | FINANCIAL CLARITY GUIDES | FAIR PLANET ADVISORS | EVERGREEN WEALTH ADVISORY GROUP | EHG FINANCIAL | CROSS FINANCIAL INVESTMENTS | COOPER MCMANUS | COOPER FINANCIAL GROUP | CB WEALTH ADVISORY | AVANA WEALTH MANAGEMENT | ATLAS INDICATORS INVESTMENT ADVISORS | ASCENT WEALTH MANAGEMENT
CRD#: 111458 / SEC#: 801-61944
RIA
Registered Investment Advisory firm - (4/7/2003 Approved)California
Registered Investment Advisory firm - (4/9/2003 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(5/13/2022)
IAR
California(5/16/2022)
RR
Florida(5/13/2022)
RR
Georgia(5/13/2022)
RR
Mississippi(4/23/2024)
RR
Texas(7/5/2024)
RR
Utah(7/22/2022)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CM
COOPER MCMANUS
401KAMERICA | WEST PRIVATE WEALTH MANAGEMENT | THE PURMORT GROUP | TAX SMART INVESTING & PLANNING | TADMAN FINANCIAL | SYV WEALTH ADVISORS | ROYAL GLOBAL ASSET MANAGEMENT LLC | RIDGE FINANCIAL PLANNING | RICCIO WEALTH MANAGEMENT | PRUDENCE WEALTH ADVISORY | PEARL FINANCIAL | NEWPORT INVESTORS | MORGAN STERLING PRIVATE WEALTH MANAGEMENT | MKT WEALTH MANAGEMENT | LORRIMER PRIVATE WEALTH MANAGEMENT | LINDSEY AND LINDSEY WEALTH MANAGEMENT | LEFT LANE FINANCIAL | LDW CONSULTING GROUP | LARSON FINANCIAL SERVICES, INC. | KERR FINANCIAL FAMILY | K.W. JONES WEALTH | IRVINE WEALTH MANAGEMENT | HARRINGTON FINANCIAL | FIRST PRINCIPLES WEALTH MANAGEMENT | FINANCIAL CLARITY GUIDES | FAIR PLANET ADVISORS | EVERGREEN WEALTH ADVISORY GROUP | EHG FINANCIAL | CROSS FINANCIAL INVESTMENTS | COOPER MCMANUS | COOPER FINANCIAL GROUP | CB WEALTH ADVISORY | AVANA WEALTH MANAGEMENT | ATLAS INDICATORS INVESTMENT ADVISORS | ASCENT WEALTH MANAGEMENT
CRD#: 111458 / SEC#: 801-61944
RIA
Registered Investment Advisory firm - (4/7/2003 Approved)California
Registered Investment Advisory firm - (4/9/2003 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
9870 Research Drive, Irvine, CA 92618
Mailing Address
Phone number
(800) 516-5333
Established
Firm type
Fiscal year end
# of Employees
52
SEC notice filing (34 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 6,372 |
| AUM (Assets Under Management) | $ 2,560,714,584 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
