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EA

Evan H. Alper

JAMIESON CORPORATE FINANCE US LLC
New York, NY 10022
Some features on this profile are disabled
CRD#: 5823684
EA

Professional summary

Evan Hunter Alper is a registered financial professional currently at JAMIESON CORPORATE FINANCE US LLC located in New York, New York.

Evan is registered as a RR (Registered Representative) and started their career in finance in 2010. Evan has worked at 4 firms and has passed the Series 63, SIE, Series 7 and Series 79 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Evan Hunter Alper's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 20, 2015 - Present

JAMIESON CORPORATE FINANCE US LLC

Office #1: 410 Park Ave Suite 1510, New York, NY 10022
BD
CRD#: 170172
New York, NY
Past

May 1, 2013 - July 30, 2014

KLR GROUP, LLC

BD
CRD#: 165586
NEW YORK, NY
Past

May 4, 2012 - April 26, 2013

BURNHAM SECURITIES INC.

BD
CRD#: 22549
NEW YORK, NY
Past

August 4, 2010 - March 29, 2012

RODMAN & RENSHAW, LLC

BD
CRD#: 16415
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New York
(7/20/2015)

Exams

State Security Law Exam
RR
Series 63
Date: 5/24/2012
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 6/7/2013
General Securities Representative Examination
General Industry/Product Exam
RR
Series 79
Date: 8/3/2010
Investment Banking Registered Representative Examination
SRO Registrations
RR
FINRA

Current Firm

JC
JAMIESON CORPORATE FINANCE US LLC
JAMIESON CORPORATE FINANCE US LLC

CRD#: 170172 / SEC#: , 8-69412

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
410 Park Ave Suite 1510, New York, NY 10022
Mailing Address
410 Park Ave Suite 1510, New York, NY 10022
Phone number
(212) 224-8200
Established
Delaware since 10/18/2013
Firm type
Limited Liability Company
Fiscal year end
March
Firm Size
Small
# of Employees

FINRA licenses (2 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
JCF US LLC100 % SHAREHOLDER OF BD
BARENBOIM, LEONARDCCO1523181
GENDRON, KAREN MARIECFO/FINOP1503330
WASSERBERGER, MARKCHIEF EXECUTIVE OFFICER2636502

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

JAMIESON CORPORATE FINANCE US LLC

CRD#: 170172New York, NY 10022

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