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VS

Vinod K. Srinivasaraghavan

EVERCORE GROUP L.L.C.
NEW YORK, NY 10055
Some features on this profile are disabled
CRD#: 5823649
VS
Vinod Krish SrinivasaraghavanEVERCORE GROUP L.L.C.

Professional summary

Vinod Krish Srinivasaraghavan, who also goes by VInod Krish Srinivasaraghavan, Vinod Srinivasarghavan, Vinod Srinivasaraghavan, is a registered financial professional currently at EVERCORE GROUP L.L.C. located in New York, New York.

Vinod is registered as a RR (Registered Representative) and started their career in finance in 2013. Vinod has worked at 8 firms and has passed the Series 63, SIE, Series 87, Series 86 and Series 7 exams.

Aliases

Vinod Krish Srinivasaraghavan | Vinod Srinivasarghavan | Vinod Srinivasaraghavan

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Vinod Krish Srinivasaraghavan's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 13, 2026 - Present

EVERCORE GROUP L.L.C.

Office #1: 55 East 52nd Street, New York, NY 10055
BD
CRD#: 42405
NEW YORK, NY
Past

September 30, 2024 - December 22, 2025

WELLS FARGO SECURITIES, LLC

BD
CRD#: 126292
New York, NY
Past

January 26, 2024 - September 26, 2024

MIZUHO SECURITIES USA LLC

BD
CRD#: 19647
NEW YORK, NY
Past

May 25, 2021 - November 21, 2023

BARCLAYS CAPITAL INC.

BD
CRD#: 19714
NEW YORK, NY
Past

April 9, 2018 - April 1, 2021

OPPENHEIMER & CO. INC.

BD
CRD#: 249
NEW YORK, NY
Past

February 29, 2016 - March 1, 2018

CANACCORD GENUITY LLC

BD
CRD#: 1020
NEW YORK, NY
Past

March 20, 2014 - February 16, 2016

LADENBURG THALMANN & CO. INC.

BD
CRD#: 505
NEW YORK, NY
Past

August 5, 2013 - September 27, 2013

SIDOTI & COMPANY, LLC

BD
CRD#: 102860
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(7/13/2026)
RR
Alaska
(7/13/2026)
RR
Arizona
(7/13/2026)
RR
Arkansas
(7/13/2026)
RR
California
(7/13/2026)
RR
Colorado
(7/13/2026)
RR
Connecticut
(7/13/2026)
RR
District of Columbia
(7/13/2026)
RR
Florida
(7/13/2026)
RR
Georgia
(7/13/2026)
RR
Illinois
(7/13/2026)
RR
Indiana
(7/13/2026)
RR
Kansas
(7/13/2026)
RR
Kentucky
(7/13/2026)
RR
Louisiana
(7/13/2026)
RR
Maryland
(7/13/2026)
RR
Massachusetts
(7/13/2026)
RR
Michigan
(7/13/2026)
RR
Missouri
(7/13/2026)
RR
Montana
(7/13/2026)
RR
New Hampshire
(7/13/2026)
RR
New Jersey
(7/13/2026)
RR
New York
(7/13/2026)
RR
North Carolina
(7/13/2026)
RR
Ohio
(7/14/2026)
RR
Oklahoma
(7/13/2026)
RR
Oregon
(7/13/2026)
RR
Pennsylvania
(7/13/2026)
RR
Puerto Rico
(7/13/2026)
RR
Rhode Island
(7/13/2026)
RR
South Carolina
(7/13/2026)
RR
Texas
(7/13/2026)
RR
Utah
(7/13/2026)
RR
Virginia
(7/13/2026)
RR
Washington
(7/13/2026)
RR
West Virginia
(7/13/2026)
RR
Wisconsin
(7/13/2026)

Exams

State Security Law Exam
RR
Series 63
Date: 8/15/2013
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 87
Date: 7/18/2014
Research Analyst Exam - Part II Regulations Module
General Industry/Product Exam
RR
Series 86
Date: 5/5/2014
Research Analyst Exam - Part I Analysis Module
General Industry/Product Exam
RR
Series 7
Date: 8/5/2013
General Securities Representative Examination
SRO Registrations
RR
Cboe EDGA Exchange, Inc.
SRO Registrations
RR
FINRA
SRO Registrations
RR
Investors' Exchange LLC
SRO Registrations
RR
MEMX LLC
SRO Registrations
RR
Nasdaq Stock Market
SRO Registrations
RR
Nasdaq Texas, LLC
SRO Registrations
RR
New York Stock Exchange

Current Firm

EG
EVERCORE GROUP L.L.C.
EVERCORE GROUP INC. | EVERCORE PARTNERS INC. | EVERCORE ISI | EVERCORE INC. | EVERCORE GROUP L.L.C.

CRD#: 42405 / SEC#: , 8-49830

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
Loading...

Contact information

Main Address
55 East 52nd Street, New York, NY 10055
Mailing Address
55 East 52nd Street, New York, NY 10055
Phone number
(212) 857-3100
Established
Delaware since 04/19/2006
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees

FINRA licenses (37 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
EVERCORE BD INVESTCO L.L.C.MANAGING MEMBER
BRYSON, NANCY CLAIRECHIEF OPERATING OFFICER1978165
CROWE, JOHN CHRISTOPHERCHIEF COMPLIANCE OFFICER2494752
FUND, LISA KPRINCIPAL OPERATIONS OFFICER5008055
LALONDE, TIMOTHY GILBERTCHIEF FINANCIAL OFFICER2270483
MARTINEZ, MICHAELCHIEF OPERATING OFFICER - EVERCORE ISI5100611
MASOTTI, KENNETH ALFREDCHIEF LEGAL OFFICER4436810
MYERS, JENNAPRINCIPAL OPERATIONS OFFICER4582020
PALIOTTA, MICHAEL JOSEPHCHIEF EXECUTIVE OFFICER OF EVERCORE ISI2079036
PENSA, PAULCHIEF FINANCIAL OFFICER/FINOP2119683
WEINBERG, JOHNCHIEF EXECUTIVE OFFICER2061177

Disclosures

Regulatory Event3

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

EVERCORE GROUP L.L.C.

CRD#: 42405New York, NY 10055

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