Bryan K. Lee
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Bryan Kevin Lee was a registered financial professional .
Bryan is a previously registered financial professional and started their career in finance in 2010. Bryan had worked at 6 firms and has passed the Series 63, Series 7, SIE and Series 79 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 22, 2021 - March 16, 2022
BROOKFIELD OAKTREE WEALTH SOLUTIONS LLC
March 12, 2021 - December 22, 2021
BROOKFIELD PRIVATE ADVISORS LLC
October 10, 2019 - December 22, 2021
INDEPENDENT BROKERAGE SOLUTIONS LLC
October 4, 2018 - December 31, 2021
QUASAR DISTRIBUTORS, LLC
February 24, 2013 - November 12, 2015
REALTY CAPITAL SECURITIES, LLC
August 4, 2010 - February 2, 2012
RODMAN & RENSHAW, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
BROOKFIELD OAKTREE WEALTH SOLUTIONS LLC
CRD#: 313390 / SEC#: , 8-70722
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Red Flags
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