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Karren Karapetian

CRD# 5823126·Registered 2011 - 2014
Previously Registered: Being a previously registered professional could mean that Karren is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Karren Karapetian, who also goes by Karen Karapetian, Kirk Karapetian, Karen Karr, was a registered financial advisor. Karren was a previously registered financial professional and started their career in finance 2011 - 2014. Karren had worked at 2 firms and has passed the Series 63 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Karen Karapetian, Kirk Karapetian, Karen Karr

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

15 years in the financial services industry

Current & Past Employments

GLOBAL ARENA CAPITAL CORP·CRD# 16871
BD
Hollywood, FL
March 21, 2014 - September 11, 2014
BASIS FINANCIAL, LLC·CRD# 43694
BD
N. Miami Beach, FL
February 8, 2011 - March 5, 2012

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Current Firm

GA
GLOBAL ARENA CAPITAL CORP

EQUITIES TRADING CORP. | GLOBAL ARENA CAPITAL CORP | EQUITIES TRADING CORPORATION

CRD#: 16871 / SEC#: 8-34661
BD
Terminated by SEC on 08/08/2015

Contact Information

Established

New York since 06/17/1985

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
GLOBAL ARENA HOLDING INC.OWNER—
PMC CAPITAL LLCOWNER—
BRUNO, VINCENT MICHAELCHIEF COMPLIANCE OFFICER1845833
DESIDERIO, BARBARA LUCILLENONE2080713
DESIDERIO, BARBARA LUCILLEFINOP2080713

Disclosures

Regulatory Event

4

Arbitration

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Apr 2011About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Feb 2011About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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