Sharon H. Leung
Professional summary
Sharon Hang Leung, who also goes by Sharon Leung, is a registered financial professional currently at WOLFE RESEARCH SECURITIES located in New York, New York.
Sharon is registered as a RR (Registered Representative) and started their career in finance in 2010. Sharon has worked at 6 firms and has passed the Series 63, SIE, Series 86, Series 87 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Sharon Hang Leung's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 3, 2018 - Present
WOLFE RESEARCH SECURITIES
Office #1: 757 Third Avenue Sixth Floor, New York, NY 10017November 14, 2016 - July 18, 2018
INSTINET, LLC
September 30, 2013 - November 14, 2016
NOMURA SECURITIES INTERNATIONAL, INC.
March 21, 2013 - October 1, 2013
AUTONOMOUS RESEARCH US LP
September 5, 2012 - April 4, 2013
AUTONOMOUS RESEARCH LLP
September 6, 2010 - June 15, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/3/2018)
Exams
FINRA
Current Firm
WOLFE RESEARCH SECURITIES
CRD#: 151850 / SEC#: , 8-68406
Contact information
FINRA licenses (48 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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