CB
Chad Benoit
TRANSCE3ND LLC
BASTROP, TX 78602
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CRD#: 5822219
CB
Professional summary
Chad Benoit, who also goes by Chad Edward Benoit, Chad Benoit, is a registered financial advisor currently at TRANSCE3ND LLC located in Bastrop, Texas and MADISON AVENUE SECURITIES, LLC located in Bastrop, Texas.
Chad is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2010. Chad has worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Chad Edward Benoit | Chad Benoit
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. STC Medicus DBA SETX Homecare, MOMENTUM HEALTH CARE SERVICES POSITION: TREASURER/PARTNER: NATURE: Non medical adult homecare primarily for elderly people who cannot be home alone. (meal prep, housekeeping, medical appointment assistance, observation and monitoring, companionship, personal care, etc) INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/31/2013 ADDRESS: 4347 Phelan Ste. 104, Beaumont TX 77707, United States DESCRIPTION: No day to day activities. 2. Madison Avenue Securities LLC, Investment-Related, Address-13500 Evening Creek Dr. N, Suite 555, San Diego, CA 92128, Business-Broker-Dealer, Position-Registered Representative, Relationship-Independent Contractor, Start Date-July 2022, Hour per Month Devoted to Other Business - 160, all during business hours, Activities - Sale of Securities and Investment Products 3. Transce3nd; 906 S Kirkland Rd., St. Louis, MO 63122; Investment Related: Yes; Position: Investment Advisor Representative; Duties: Using the company to facilitate the managed money portion of my business; Hours per week: 15 hours per week: Start Date: 9/8/2023. 4. Name: Advisors Excel Medicare Program; Address: 2950 SW McClure Rd., Topeka, KS 66614; Investment Related: No; Position & Duties: Referral Partner; Hours Per Week: 1 Hour; Start Date: 7/10/2024 5. Name: LMFB; Investment Related: Yes; Address: 833 Main Blvd #200, Buda TX 78010; Nature of the Business; Private Investment Group; Position: Member; Hours Per Week: 1-2 Hours; Start Date: 3/2022
CRS (Client Relationship Summary) - RIA
Click below to view Chad Benoit's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 8, 2023 - Present
TRANSCE3ND LLC
Office #1: 1106 Pecan Street, Bastrop, TX 78602RIA
CRD#: 317745
BASTROP, TX
Current
July 31, 2022 - Present
MADISON AVENUE SECURITIES, LLC
Office #1: 1106 Pecan St., Bastrop, TX 78602RIA
BD
CRD#: 23224
Bastrop, TX
Past
October 4, 2021 - August 1, 2022
KALOS CAPITAL, INC.
BD
CRD#: 44337
Bastrop, TX
Past
October 16, 2017 - October 5, 2021
OSAIC WEALTH, INC.
BD
CRD#: 23131
BASTROP, TX
Past
October 8, 2010 - October 18, 2017
NATIONAL PLANNING CORPORATION
BD
CRD#: 29604
BASTROP, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TL
TRANSCE3ND LLC
ADVANCED PLANNING SOLUTIONS, LLC | WEALTH STRATEGIES ADVISORY GROUP, LLC | TRANSCE3ND, LLC | TRANSCE3ND LLC | THE RICKS GROUP | SUREFIRE FINANCIAL, INC. | SUMMIT TAX AND WEALTH ADVISORY, LLC | MUNOZ FINANCIAL LLC | MUNDT WEALTH MANAGEMENT | GREENWAY FINANCIAL GROUP | FINE FUTURE FINANCIAL | E3 WEALTH | E3 RETIREMENT SELECT | E3 CONSULTANTS GROUP | ALEXANDER FINANCIAL MANAGEMENT, LLC
CRD#: 317745 / SEC#: 801-126674
RIA
Registered Investment Advisory firm - (9/30/2022 Approved)Texas
Registered Investment Advisory firm - (10/3/2022 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(12/14/2022)
IAR
California(9/8/2023)
RR
Colorado(8/24/2023)
RR
Kansas(5/28/2025)
RR
Louisiana(7/31/2022)
RR
Texas(7/31/2022)
IAR
Texas(9/8/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TL
TRANSCE3ND LLC
ADVANCED PLANNING SOLUTIONS, LLC | WEALTH STRATEGIES ADVISORY GROUP, LLC | TRANSCE3ND, LLC | TRANSCE3ND LLC | THE RICKS GROUP | SUREFIRE FINANCIAL, INC. | SUMMIT TAX AND WEALTH ADVISORY, LLC | MUNOZ FINANCIAL LLC | MUNDT WEALTH MANAGEMENT | GREENWAY FINANCIAL GROUP | FINE FUTURE FINANCIAL | E3 WEALTH | E3 RETIREMENT SELECT | E3 CONSULTANTS GROUP | ALEXANDER FINANCIAL MANAGEMENT, LLC
CRD#: 317745 / SEC#: 801-126674
RIA
Registered Investment Advisory firm - (9/30/2022 Approved)Texas
Registered Investment Advisory firm - (10/3/2022 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
835 Main Street Building 200, Buda, TX 78610
Mailing Address
Phone number
(512) 268-9220
Established
Firm type
Fiscal year end
# of Employees
41
SEC notice filing (27 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,518 |
| AUM (Assets Under Management) | $ 361,954,267 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
TRANSCE3ND LLC
CRD#: 317745Bastrop, TX 78602TRUST BUT VERIFY
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