Matthew T. Lochrane
Professional summary
Matthew Thomas Lochrane is a registered financial advisor currently at TRUIST ADVISORY SERVICES, INC. located in Tampa, Florida.
Matthew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Matthew has worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Matthew Thomas Lochrane's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 6, 2020 - Present
TRUIST ADVISORY SERVICES, INC.
Office #1: 401 East Jackson Street Suite 3300, Office 58, Tampa, FL 33602March 26, 2012 - July 20, 2015
WELLS FARGO CLEARING SERVICES, LLC
March 13, 2012 - July 20, 2015
WELLS FARGO CLEARING SERVICES, LLC
July 4, 2011 - September 19, 2011
CHARLES SCHWAB & CO., INC.
Primary Firm SEC Registration
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(2/6/2020)
Exams
Current Firm
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
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