DP
Delia L. Parker
BANKERS LIFE ADVISORY SERVICES
Chicago, IL 60601
Some features on this profile are disabled
CRD#: 5821374
DP
Professional summary
Delia Luna Parker, who also goes by Delia Luna, is a registered financial advisor currently at BANKERS LIFE ADVISORY SERVICES, INC. located in Chicago, Illinois and BANKERS LIFE SECURITIES, INC. located in Chicago, Illinois.
Delia is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2010. Delia has worked at 4 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Delia Luna
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
NAME: LUNA STRONG LLC INVESTMENT RELATED: NO ADDRESS: 4466 N 22ND ST MILWAUKEE, WI 53209 NATURE OF THE OTHER BUSINESS: ONLINE HEALTH COACH POSITION/TITLE/RELATIONSHIP: OWNER START DATE: 01-MAR-2019 APPROXIMATE # OF HOURS A MONTH: 2 APPROXIMATE # OF HOURS DURING SECURITIES TRADING HOURS: 0 BRIEFLY DESCRIBE YOUR DUTIES: ONLINE HEALTH COACH 1802 S STATE ST. UNIT 107, CHICAGO, IL 60616 POSITION: Owner/Landlord NATURE: rental property INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2024 ADDRESS: 1802 S State St, Unit 107, Chicago IL 60616, United States DESCRIPTION: Managing rental property
CRS (Client Relationship Summary) - RIA
Click below to view Delia Luna Parker's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 23, 2019 - Present
BANKERS LIFE ADVISORY SERVICES, INC.
Office #1: 303 E. Wacker Drive 5th Fl, Chicago, IL 60601RIA
CRD#: 281285
Chicago, IL
Current
July 3, 2019 - Present
BANKERS LIFE SECURITIES, INC.
Office #1: 303 E Wacker Drive 5th Fl, Chicago, IL 60601BD
CRD#: 173962
CHICAGO, IL
Past
May 22, 2015 - July 19, 2017
J.P. MORGAN SECURITIES LLC
BD
CRD#: 79
MILWAUKEE, WI
Past
October 1, 2012 - July 24, 2014
J.P. MORGAN SECURITIES LLC
RIA
CRD#: 79
OAK CREEK, WI
Past
October 1, 2012 - July 24, 2014
J.P. MORGAN SECURITIES LLC
BD
CRD#: 79
OAK CREEK, WI
Past
May 16, 2012 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
RIA
CRD#: 25574
OAK CREEK, WI
Past
February 24, 2012 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
BD
CRD#: 25574
OAK CREEK, WI
Past
October 12, 2010 - October 28, 2011
J.P. MORGAN SECURITIES LLC
BD
CRD#: 79
MILWAUKEE, WI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BL
BANKERS LIFE ADVISORY SERVICES, INC.
BANKERS LIFE | BL ADVISORY SERVICES, INC | BANKERS LIFE ADVISORY SERVICES, INC.
CRD#: 281285 / SEC#: 801-106953
RIA
Registered Investment Advisory firm - (11/18/2015 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(7/10/2019)
RR
Alaska(7/10/2019)
RR
Arizona(7/11/2019)
RR
Arkansas(7/10/2019)
RR
California(7/3/2019)
RR
Colorado(7/9/2019)
RR
Connecticut(7/10/2019)
RR
Delaware(7/12/2019)
RR
District of Columbia(7/10/2019)
RR
Florida(7/8/2019)
RR
Georgia(7/8/2019)
RR
Hawaii(7/25/2019)
RR
Idaho(7/5/2019)
RR
Illinois(7/23/2019)
IAR
Illinois(7/23/2019)
RR
Indiana(7/12/2019)
RR
Iowa(7/3/2019)
RR
Kansas(7/9/2019)
RR
Kentucky(7/11/2019)
RR
Louisiana(7/9/2019)
RR
Maine(7/9/2019)
RR
Maryland(7/3/2019)
RR
Massachusetts(7/5/2019)
RR
Michigan(7/8/2019)
RR
Minnesota(7/30/2019)
RR
Mississippi(7/9/2019)
RR
Missouri(8/19/2019)
RR
Montana(7/10/2019)
RR
Nebraska(7/9/2019)
RR
Nevada(7/18/2019)
RR
New Hampshire(7/24/2019)
RR
New Jersey(7/9/2019)
RR
New Mexico(7/12/2019)
RR
New York(7/25/2019)
RR
North Carolina(7/5/2019)
RR
North Dakota(7/15/2019)
RR
Ohio(7/3/2019)
RR
Oklahoma(7/9/2019)
RR
Oregon(7/26/2019)
RR
Pennsylvania(7/5/2019)
RR
Rhode Island(7/12/2019)
RR
South Carolina(7/10/2019)
RR
South Dakota(7/10/2019)
RR
Texas(7/10/2019)
RR
Utah(7/5/2019)
RR
Vermont(7/9/2019)
RR
Virginia(7/23/2019)
RR
Washington(7/10/2019)
RR
West Virginia(7/25/2019)
RR
Wisconsin(7/9/2019)
RR
Wyoming(7/9/2019)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
BL
BANKERS LIFE ADVISORY SERVICES, INC.
BANKERS LIFE | BL ADVISORY SERVICES, INC | BANKERS LIFE ADVISORY SERVICES, INC.
CRD#: 281285 / SEC#: 801-106953
RIA
Registered Investment Advisory firm - (11/18/2015 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
303 E. Wacker Drive 5th Fl, Chicago, IL 60601
Mailing Address
Phone number
(844) 553-9083
Established
Firm type
Fiscal year end
# of Employees
384
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 14,938 |
| AUM (Assets Under Management) | $ 1,943,847,697 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
