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SZ

Sonya Y. Zhong

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CRD#: 5821341
SZ

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Sonya Yue Zhong was a registered financial professional .

Sonya is a previously registered financial professional and started their career in finance in 2012. Sonya had worked at 2 firms and has passed the Series 79 exam.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

January 16, 2014 - February 7, 2014

PARTNERSHIP CAPITAL GROWTH, LLC

BD
CRD#: 140385
LOS GATOS, CA
Past

August 14, 2012 - September 24, 2013

CREDIT SUISSE SECURITIES (USA) LLC

BD
CRD#: 816
LOS ANGELES, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
Series 79
Date: 8/13/2012
Investment Banking Registered Representative Examination

Current Firm

PC
PARTNERSHIP CAPITAL GROWTH, LLC
PARTNERSHIP CAPITAL GROWTH, LLC

CRD#: 140385 / SEC#: , 8-67314

BD
Broker-Dealer Firm Regulated by FINRA (San Francisco district office)
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Contact information

Main Address
10 Jackson Street Suite 201, Los Gatos, CA 95030
Mailing Address
Po Box 7, Los Gatos, CA 95031
Phone number
(415) 407-2700
Established
Delaware since 02/02/2006
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (24 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
KNUDSEN, BRENT RPRESIDENT, FINOP, CCO, AMLCO,

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

PARTNERSHIP CAPITAL GROWTH, LLC

CRD#: 140385

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