Maxwell L. Oglander
Professional summary
Maxwell Lewis Oglander, who also goes by Max Lewis Oglander, Maxwell Oglander, is a registered financial advisor currently at TRUIST ADVISORY SERVICES, INC. located in Tampa, Florida.
Maxwell is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Maxwell has worked at 2 firms and has passed the Series 65, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Maxwell Lewis Oglander's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 1, 2018 - Present
TRUIST ADVISORY SERVICES, INC.
Office #1: 401 East Jackson Street Suite 3300, Office 58, Tampa, FL 33602February 8, 2017 - December 22, 2017
EQUITABLE ADVISORS, LLC
Primary Firm SEC Registration
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(8/1/2018)
Exams
Current Firm
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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