Daniel S. Johnson
Professional summary
Daniel Scott Johnson, who also goes by Dan Johnson, Daniel Johnson, Daniel Scott Johnson, Danielscott Johnson, is a registered financial advisor currently at WINDFALL ADVISORS, LLC located in Santa Monica, California.
Daniel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Daniel has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Daniel Scott Johnson's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 14, 2020 - Present
WINDFALL ADVISORS, LLC
Office #1: 100 Wilshire Blvd, Santa Monica, CA 90401May 18, 2016 - November 18, 2019
MORGAN STANLEY
May 18, 2016 - November 18, 2019
MORGAN STANLEY
June 13, 2011 - May 19, 2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 5, 2011 - May 19, 2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(5/14/2020)
(7/1/2024)
Exams
Current Firm
WINDFALL ADVISORS, LLC
CRD#: 309261 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 35 |
| AUM (Assets Under Management) | $ 30,500,000 |
Red Flags
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