CS
Chris Schafersman
EMPOWER ADVISORY GROUP
Denver, CO
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CRD#: 5819618
CS
Professional summary
Chris Schafersman, who also goes by Chris Quinn Schafersman, Christopher Quinn Schafersman, is a registered financial advisor currently at EMPOWER ADVISORY GROUP, LLC located in Denver, Colorado and EMPOWER FINANCIAL SERVICES, INC. located in Greenwood Village, Colorado.
Chris is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2010. Chris has worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Chris Quinn Schafersman | Christopher Quinn Schafersman
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) Name: 5th Season; Position: Family Business Nature: Lawn Care Investment Related: No Hours: 4 Securities Trading Hours: 0 Start Date: 04/01/2017; Address: 1020 W Military Ave, Fremont NE 68025, United States; Description: Lawn Care (2) Name: LYFT; Position: Driver Nature: Ride Sharing Investment Related: No Hours: 10 Securities Trading Hours: 0 Start Date: 01/01/2018; Address: 185 Berry St #5000, San Francisco CA 94104, United States; Description: Ride Sharing (3) UBER; POSITION: Driver NATURE: Ride Sharing INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 12/11/2018; ADDRESS: 1455 Market St #400, San Francisco CA 94103, United States'; DESCRIPTION: Ride Sharing 4) Rover / Pet Sitter jobs from Rover app. 5) Wuduwerks / Manager. Creating and selling cutting boards and other handcrafted woodworking pieces.
CRS (Client Relationship Summary) - RIA
Click below to view Chris Schafersman's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 13, 2020 - Present
EMPOWER ADVISORY GROUP, LLC
RIA
CRD#: 112058
Denver, CO
Current
February 13, 2020 - Present
EMPOWER FINANCIAL SERVICES, INC.
Office #1: 8515 E Orchard Road, Greenwood Village, CO 80111BD
CRD#: 13109
Greenwood Village, CO
Past
September 28, 2018 - January 8, 2020
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
RIA
CRD#: 20472
DENVER, CO
Past
August 27, 2018 - January 8, 2020
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
BD
CRD#: 20472
DENVER, CO
Past
August 31, 2015 - April 6, 2017
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
RIA
CRD#: 20472
DENVER, CO
Past
February 24, 2011 - April 6, 2017
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
BD
CRD#: 20472
DENVER, CO
Past
January 3, 2011 - February 8, 2011
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
PARKER, CO
Past
November 9, 2010 - January 3, 2011
WELLS FARGO INVESTMENTS, LLC
BD
CRD#: 10582
PARKER, CO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
EA
EMPOWER ADVISORY GROUP, LLC
ADVISED ASSETS GROUP INC | EMPOWER ADVISORY GROUP, LLC | ADVISED ASSETS GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
RIA
Registered Investment Advisory firm - (11/22/2000 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(2/14/2020)
RR
California(2/14/2020)
RR
Colorado(2/13/2020)
IAR
Colorado(2/13/2020)
RR
Georgia(6/16/2025)
RR
Hawaii(2/14/2020)
RR
Idaho(6/17/2025)
RR
Illinois(4/13/2020)
RR
Indiana(2/14/2020)
RR
Iowa(2/14/2020)
RR
Kansas(6/27/2025)
RR
Massachusetts(2/14/2020)
RR
Michigan(6/25/2025)
RR
Minnesota(6/16/2025)
RR
Missouri(2/14/2020)
RR
Nevada(2/24/2020)
RR
New Hampshire(2/20/2020)
RR
New Mexico(2/17/2020)
RR
New York(4/15/2020)
RR
North Carolina(2/18/2020)
RR
Oklahoma(10/1/2025)
RR
Oregon(2/20/2020)
RR
South Carolina(2/14/2020)
RR
South Dakota(6/17/2025)
RR
Tennessee(2/14/2020)
RR
Texas(2/18/2020)
RR
Utah(2/13/2020)
RR
Washington(2/14/2020)
RR
West Virginia(2/28/2020)
RR
Wisconsin(6/18/2025)
RR
Wyoming(6/18/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
EA
EMPOWER ADVISORY GROUP, LLC
ADVISED ASSETS GROUP INC | EMPOWER ADVISORY GROUP, LLC | ADVISED ASSETS GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
RIA
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Contact information
Main Address
8515 East Orchard Rd 4t2, Greenwood Village, CO 80111
Mailing Address
Phone number
(866) 575-4977
Established
Firm type
Fiscal year end
# of Employees
822
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 250,707 |
| AUM (Assets Under Management) | $ 159,120,330,491 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 03/28/2025 | ||
| 11/21/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
