Raymond B. Gault
Professional summary
Raymond Butler Gault Jr, who also goes by Raymond Butler Gault Jr., Raymond Butler Gault, is a registered financial professional currently at THE LEADERS GROUP, INC. located in Summit, New Jersey.
Raymond is registered as a RR (Registered Representative) and started their career in finance in 2011. Raymond has worked at 3 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Raymond Butler Gault Jr's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 16, 2015 - Present
THE LEADERS GROUP, INC.
Office #1: 475 Springfield Ave, Summit, NJ 07901January 28, 2014 - December 24, 2014
PRUCO SECURITIES, LLC.
January 25, 2011 - December 11, 2013
LINCOLN FINANCIAL DISTRIBUTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/12/2015)
(1/16/2015)
(11/15/2024)
Exams
FINRA
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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