Theodore C. Burns
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Theodore Clair Burns JR, who also goes by Ted Burns, Theodore C Burns, was a registered financial professional .
Theodore is a previously registered financial professional and started their career in finance in 2010. Theodore had worked at 3 firms and has passed the Series 63, SIE, Series 62 and Series 79 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 8, 2018 - April 6, 2018
AARON CAPITAL INCORPORATED
March 23, 2011 - February 8, 2018
STILLPOINT CAPITAL, LLC
July 21, 2010 - March 31, 2011
INTERNATIONAL ASSETS ADVISORY, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 62
Date: 8/8/2011
Corporate Securities Limited Representative ExaminationCurrent Firm
AARON CAPITAL INCORPORATED
CRD#: 28583 / SEC#: , 8-44000
Contact information
Disclosures
| Regulatory Event | 5 |
| Arbitration | 1 |
Red Flags
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