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Theodore Clair Burns Jr

CRD# 5817429·Registered 2010 - 2018
Previously Registered: Being a previously registered professional could mean that Theodore is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Theodore Clair Burns JR, who also goes by Ted Burns, Theodore C Burns, was a registered financial advisor. Theodore was a previously registered financial professional and started their career in finance 2010 - 2018. Theodore had worked at 3 firms and has passed the Series 63, SIE, Series 62 and Series 79 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Ted Burns, Theodore C Burns

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

16 years registered in the securities industry

Current & Past Employments

Past

AARON CAPITAL INCORPORATEDPast·CRD# 28583
BD
Columbus, GA
February 8, 2018 - April 6, 2018
STILLPOINT CAPITAL, LLCPast·CRD# 133146
BD
Tampa, FL
March 23, 2011 - February 8, 2018
INTERNATIONAL ASSETS ADVISORY, LLCPast·CRD# 10645
BD
Orlando, FL
July 21, 2010 - March 31, 2011

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Current Firm

AC
AARON CAPITAL INCORPORATED

AARON CAPITAL INCORPORATED | AARON CAPITAL, INCORPORATED

CRD#: 28583 / SEC#: 8-44000
BD
Terminated by SEC on 09/30/2022

Contact Information

Main Address

2244 Faraday, Carlsbad, CA 92008

Established

Texas since 10/12/1989

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

Documents

Latest Form ADV

Direct owners and executive officers

NamePositionCRD#
WOLFE, DAVID SANFORDCHAIRMAN/CEO/CCO1019315
CARTER, ANA RCFO/FINOP4424794

Disclosures

Regulatory Event

5

Arbitration

1

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jun 2011About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Apr 2018About the SIE exam

Series 62 — Corporate Securities Limited Representative Examination

Passed Aug 2011

Series 79 — Investment Banking Registered Representative Examination

Passed Jul 2010About the Series 79 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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