David Sanford Wolfe
Professional Summary
David Sanford Wolfe was a registered financial advisor. David was a previously registered financial advisor and started their career in finance 1981 - 2023. David had worked at 12 firms and has passed the Series 63, Series 99TO, Series 79TO, SIE, Series 7, Series 24, Series 27 and Series 4 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
45 years in the financial services industry
Current & Past Employments
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Current Firm
HAMILTON GRANT LLC
Contact Information
Main Address
26963 Alsace Drive, Calabasas, CA 91302Mailing Address
26963 Alsace Drive, Calabasas, CA 91302Phone Number
(310) 697-5259Established
Delaware since 03/30/2004Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (12 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| XEEN, LLC | MEMBER | — |
| KUO, ANDREW C. | MEMBER | 4415637 |
| VIKHLYAEV, ALEXANDER | MEMBER; MEMBER BOARD OF MANAGERS | 7278312 |
| KEBETS, VADIM | MEMBER | 6141170 |
| KOCHAVI, DORON | MEMBER | 1011155 |
| LEE, BONNY SY | MEMBER | 2486522 |
| O'CONNELL, THOMAS MICHAEL | MEMBER | 2529442 |
| REA, WENDY AUSTIN | MEMBER | 724857 |
| BIZUB, DONALD MICHAEL | CEO | 1600090 |
| COLLETT, DAVID WENDALL | VP, CFO | 2352407 |
| KAISER, BRADLEY CLIFFORD | CCO | 2523397 |
| MORRIS, JOHN M | CHAIRMAN, BOARD OF MANAGERS | 1655987 |
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Jan 2023About the Series 79TO examSimilar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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