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AA

Amy G. Appicelli

EQT PARTNERS BD
New York, NY 10167
Some features on this profile are disabled
CRD#: 5817426
AA

Professional summary

Amy Gavelek Appicelli, who also goes by Amy L Gavelek, Amy Lynn Gavelek, is a registered financial professional currently at EQT PARTNERS BD, LLC located in New York, New York.

Amy is registered as a RR (Registered Representative) and started their career in finance in 2012. Amy has worked at 5 firms and has passed the Series 63, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Amy L Gavelek | Amy Lynn Gavelek

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Amy Gavelek Appicelli's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 30, 2025 - Present

EQT PARTNERS BD, LLC

Office #1: 245 Park Avenue 34th Floor, New York, NY, 10167
BD
CRD#: 322826
New York, NY
Past

September 8, 2023 - March 24, 2025

NUVEEN SECURITIES, LLC

BD
CRD#: 469
New York, NY
Past

December 2, 2020 - August 3, 2023

PROFUNDS DISTRIBUTORS, INC.

BD
CRD#: 19541
NEW YORK, NY
Past

April 23, 2019 - October 2, 2019

LAZARD ASSET MANAGEMENT SECURITIES LLC

BD
CRD#: 129119
NEW YORK, NY
Past

April 3, 2012 - March 22, 2019

PIMCO INVESTMENTS LLC

BD
CRD#: 154957
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(5/30/2025)
RR
Alaska
(5/30/2025)
RR
Arizona
(5/30/2025)
RR
Arkansas
(5/30/2025)
RR
California
(5/30/2025)
RR
Colorado
(5/30/2025)
RR
Connecticut
(5/30/2025)
RR
Delaware
(5/30/2025)
RR
District of Columbia
(5/30/2025)
RR
Florida
(5/30/2025)
RR
Georgia
(5/30/2025)
RR
Hawaii
(5/30/2025)
RR
Idaho
(5/30/2025)
RR
Illinois
(5/30/2025)
RR
Indiana
(5/30/2025)
RR
Iowa
(5/30/2025)
RR
Kansas
(5/30/2025)
RR
Kentucky
(5/30/2025)
RR
Louisiana
(5/30/2025)
RR
Maine
(5/30/2025)
RR
Maryland
(5/30/2025)
RR
Massachusetts
(5/30/2025)
RR
Michigan
(5/30/2025)
RR
Minnesota
(5/30/2025)
RR
Mississippi
(5/30/2025)
RR
Missouri
(5/30/2025)
RR
Montana
(5/30/2025)
RR
Nebraska
(5/30/2025)
RR
Nevada
(5/30/2025)
RR
New Hampshire
(5/30/2025)
RR
New Jersey
(5/30/2025)
RR
New Mexico
(5/30/2025)
RR
New York
(5/30/2025)
RR
North Carolina
(5/30/2025)
RR
North Dakota
(5/30/2025)
RR
Ohio
(5/30/2025)
RR
Oklahoma
(5/30/2025)
RR
Oregon
(5/30/2025)
RR
Pennsylvania
(5/30/2025)
RR
Puerto Rico
(5/30/2025)
RR
Rhode Island
(5/30/2025)
RR
South Carolina
(5/30/2025)
RR
South Dakota
(5/30/2025)
RR
Tennessee
(5/30/2025)
RR
Texas
(5/30/2025)
RR
Utah
(5/30/2025)
RR
Vermont
(5/30/2025)
RR
Virgin Islands
(5/30/2025)
RR
Virginia
(5/30/2025)
RR
Washington
(5/30/2025)
RR
West Virginia
(5/30/2025)
RR
Wisconsin
(5/30/2025)
RR
Wyoming
(5/30/2025)

Exams

State Security Law Exam
RR
Series 63
Date: 11/25/2013
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 4/2/2012
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

EP
EQT PARTNERS BD, LLC
EQT PARTNERS BD, LLC | EQTE BROKERAGE LLC

CRD#: 322826 / SEC#: , 8-70966

BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information

Main Address
Five Radnor Corporate Center 100 Matsonford Road, Suite 250, Radnor, PA 19087
Mailing Address
Five Radnor Corporate Center 100 Matsonford Road, Suite 250, Radnor, PA 19087
Phone number
(484) 531-7456
Established
Delaware since 07/28/2022
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
EQT EXETER HOLDINGS US INC.SOLE MEMBER
BREEN, BARRY EAMONCHIEF COMPLIANCE OFFICER, SECRETARY, DIRECTOR
GAUR, ALOKCHIEF EXECUTIVE OFFICER & DIRECTOR4693996
HOUSHMAND, ALIDIRECTOR4980374
RUTITSKIY, DMITRIYFINOP/PFO/POO6117665

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

EQT PARTNERS BD, LLC

CRD#: 322826New York, NY 10167

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