Zainab Bass
Professional summary
Zainab Bass, who also goes by Zainab Lalif, Zainab Latif, is a registered financial professional currently at PERICULUM CAPITAL MARKETS, LLC located in Carmel, Indiana.
Zainab is registered as a RR (Registered Representative) and started their career in finance in 2010. Zainab has worked at 2 firms and has passed the Series 63, Series 82TO, SIE and Series 79 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Zainab Bass's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 30, 2013 - Present
PERICULUM CAPITAL MARKETS, LLC
Office #1: 4 Carter Green Suite 200, Carmel, IN 46032Office #2: 4 Carter Green, Suite 200, Carmel, IN 46032August 19, 2010 - July 11, 2013
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/27/2018)
(6/17/2015)
Exams
Series 82TO
Date: 11/2/2018
Limited Representative-Private Securities OfferingsFINRA
Current Firm
PERICULUM CAPITAL MARKETS, LLC
CRD#: 43362 / SEC#: , 8-50240
Contact information
FINRA licenses (6 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.