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CRD#: 43362
BD

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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

PERICULUM CAPITAL MARKETS, LLC is located at 4 Carter Green Suite 200, Carmel, IN 46032 and was first established at Chicago, Indiana in 12/01/1995. After operating for 30 years, PERICULUM CAPITAL MARKETS, LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of PERICULUM CAPITAL MARKETS, LLC’s clients are individuals and 0% of their clients are high net worth individuals. PERICULUM CAPITAL MARKETS, LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at PERICULUM CAPITAL MARKETS, LLC are registered to handle securities or provide financial advice. The firm has 1 disclosures, 1 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access PERICULUM CAPITAL MARKETS, LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at PERICULUM CAPITAL MARKETS, LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for PERICULUM CAPITAL MARKETS, LLC Comes From

Understanding the Statistics for PERICULUM CAPITAL MARKETS, LLC and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
No Information
Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
Regulatory Event
1

FIRM INFORMATION

Main Address
4 Carter Green Suite 200, Carmel, IN 46032
Mailing Address
4 Carter Green Suite 200, Carmel, IN 46032
Firm Size
Small
Phone Number
(317) 636-1800
Established
Indiana since 12/01/1995
Firm Type
Limited Liability Company
Fiscal year end
December
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS

Customer Relationship Summary (CRS / FINRA)

DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
PERICULUM CAPITAL COMPANY, LLCSHAREHOLDER
CANIFF, CHRISTOPHER MICHAELPRESIDENT4618748
FRAZER, SEAN DAVIDCHIEF COMPLIANCE OFFICER5875080
SCHUTTE, FRANCIS J.CHIEF FINANCIAL OFFICER AND FINOP6054401

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Advisor's working at PERICULUM CAPITAL MARKETS, LLC

FS

Francis J. Schutte

RR
CRD#: 6054401
Location:
Carmel, IN 46032
Company:
PERICULUM CAPITAL MARKETS, LLC
Disclosures:
Experience:
12 years
View Profile
CC

Christopher Michael Caniff

RR
CRD#: 4618748
Location:
Carmel, IN 46032
Company:
PERICULUM CAPITAL MARKETS, LLC
Disclosures:
Experience:
25 years
View Profile
NT

Nicholas F Thieme

RR
CRD#: 7579084
Location:
Carmel, IN 46032
Company:
PERICULUM CAPITAL MARKETS, LLC
Disclosures:
Experience:
3 years
View Profile
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