Max P. Mickiewicz
Professional summary
Max Paul Mickiewicz, who also goes by Max Mickiewicz, was a registered financial advisor .
Max is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Max had worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 79 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 27, 2025 - Present
July 11, 2019 - February 23, 2024
TPG CAPITAL BD, LLC
May 10, 2019 - June 6, 2019
BOFA SECURITIES, INC.
November 1, 2010 - May 10, 2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 6, 2010 - November 1, 2010
BANC OF AMERICA SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(10/27/2025)
Exams
Current firm
No current employment
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
