LE
Logan T. Elliott
KESTRA ADVISORY SERVICES
Mobile, AL 36602
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CRD#: 5816052
LE
Professional summary
Logan Thomas Elliott is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Mobile, Alabama and KESTRA INVESTMENT SERVICES, LLC located in Mobile, Alabama.
Logan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2010. Logan has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Business Name: Kestra Advisory Services LLC Investment Related: Yes Address: 5707 SOuth West PKWY Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: IAR Start Date: 10/4/2019 Hours per month: 41% - 50% (65 - 80 hours) Hours per month during trading hours: 41% - 50% (57 - 70 hours) Duties: IAR Business Name: Tru Wealth Management Investment Related: Yes Address: 107 St. Francis Street Suite 2320 Mobile AL 36602 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Owner Start Date: 10/4/2019 Hours per month: 41% - 50% (65 - 80 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: General operations of my office space and assisting clients with financial goals and planning.
CRS (Client Relationship Summary) - RIA
Click below to view Logan Thomas Elliott's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 9, 2019 - Present
KESTRA ADVISORY SERVICES, LLC
Office #1: 107 Saint Francis St Suite 2320, Mobile, AL 36602RIA
CRD#: 283330
Mobile, AL
Current
October 4, 2019 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 107 St Francis St., Suite 3320, Mobile, AL 36602BD
CRD#: 42046
Mobile, AL
Past
October 4, 2019 - October 4, 2019
KESTRA ADVISORY SERVICES, LLC
RIA
CRD#: 283330
AUSTIN, TX
Past
September 17, 2010 - October 8, 2019
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
MOBILE, AL
Past
August 24, 2010 - October 8, 2019
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
MOBILE, AL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(10/9/2019)
IAR
Alabama(10/9/2019)
RR
Alaska(11/14/2023)
RR
Arkansas(6/14/2022)
RR
California(7/11/2024)
RR
Colorado(10/9/2019)
RR
Delaware(7/13/2023)
RR
Florida(10/4/2019)
RR
Georgia(10/4/2019)
RR
Illinois(10/4/2019)
RR
Kansas(10/4/2019)
RR
Louisiana(10/4/2019)
RR
Maryland(11/12/2019)
RR
Michigan(10/4/2019)
RR
Mississippi(10/4/2019)
RR
Missouri(10/4/2019)
RR
Montana(8/10/2023)
RR
North Carolina(10/10/2019)
RR
Pennsylvania(4/24/2024)
RR
South Carolina(10/4/2019)
RR
Texas(10/4/2019)
IAR
Texas(10/10/2023)
RR
Virgin Islands(4/26/2022)
RR
Wisconsin(7/29/2022)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
KESTRA ADVISORY SERVICES, LLC
CRD#: 283330Mobile, AL 36602TRUST BUT VERIFY
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